Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
| Firm | Total Moves |
| 1. FSC Securities Corporation | 64 |
| 2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
| 3. Wells Fargo Clearing Services, LLC | 30 |
| 4. Morgan Stanley | 23 |
| 5. AXA Advisors, LLC | 15 |
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Roy Ted Hare Jr. | Stifel, Nicolaus & Company, Incorporated | Citigroup Global Markets Inc. | $50 | 04-23-2009 |
| Denise Lynn Kennedy | Stifel, Nicolaus & Company, Incorporated | Citigroup Global Markets Inc. | — | 04-23-2009 |
| James Steven Riggleman | Stifel, Nicolaus & Company, Incorporated | Citigroup Global Markets Inc. | — | 04-23-2009 |
| William Walton Hendry | Stifel, Nicolaus & Company, Incorporated | Janney Montgomery Scott LLC | $100 | 02-24-2011 |
| Chris Buccheri, Dave Harris | Stifel, Nicolaus & Company, Incorporated | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $330 | 11-01-2018 |
| David John Harris | Stifel, Nicolaus & Company, Incorporated | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-31-2018 |
| James D. O'Donnell | Stifel, Nicolaus & Company, Incorporated | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 12-02-2016 |
| Robert Burkhead Hill III | Stifel, Nicolaus & Company, Incorporated | Morgan Stanley | — | 07-11-2014 |
| Dale Frederick Ireland | Stifel, Nicolaus & Company, Incorporated | Morgan Stanley | $150 | 03-08-2012 |
| Gregory John Beal Jr. | Stifel, Nicolaus & Company, Incorporated | Morgan Stanley | $50 | 03-08-2012 |
| Christian Hax McCullough III | Stifel, Nicolaus & Company, Incorporated | Morgan Stanley | — | 06-29-2009 |
| Michael Lewis Clabaugh | Stifel, Nicolaus & Company, Incorporated | Morgan Stanley | $100 | 06-19-2009 |
| Frederick Louis Ridgway Jr. | Stifel, Nicolaus & Company, Incorporated | Morgan Stanley | — | 06-19-2009 |
| Daniel Stuart Newell | Stifel, Nicolaus & Company, Incorporated | RBC Capital Markets, LLC | $50 | 02-28-2018 |
| Daniel Newell | Stifel, Nicolaus & Company, Incorporated | RBC Wealth Management | $74 | 03-01-2018 |
| Theodora Rose Braver | Stifel, Nicolaus & Company, Incorporated | Wells Fargo Clearing Services, LLC | — | 03-02-2012 |
Showing 1 to 16 of 16 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
