Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Lee GrimmettSunTrust Investment Services, Inc.PNC Investments$107-10-2019
Upinder Kaur ChandhokSunTrust Investment Services, Inc.PNC Investments07-18-2018
Manuel Octavio Reyes Jr.SunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-11-2018
Francis MoranSunTrust Investment Services, Inc.Morgan Stanley06-18-2018
Tacy Ruth RobySunTrust Investment Services, Inc.Commonwealth Financial Network03-28-2018
Christopher Robert GruinSunTrust Investment Services, Inc.PNC Investments09-27-2017
Anna Maria MirandaSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-29-2017
Chauncey M CarterSunTrust Investment Services, Inc.PNC Investments06-29-2017
Nicole Arshay HarperSunTrust Investment Services, Inc.PNC Investments06-15-2017
Charles Frederick SmithSunTrust Investment Services, Inc.Morgan Stanley06-07-2017
Isaac Octavious LewisSunTrust Investment Services, Inc.Morgan Stanley05-15-2017
Clayton David IrbySunTrust Investment Services, Inc.Edward Jones03-13-2017
Charles Jason BealSunTrust Investment Services, Inc.UBS Financial Services Inc.$5009-09-2016
Ronald Jeffrey BrownSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-11-2016
Nathaniel Jason PowellSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-01-2016
Michael Franklin FlorioSunTrust Investment Services, Inc.Lincoln Financial Distributors, Inc.06-13-2016
Charles Timothy CummingsSunTrust Investment Services, Inc.T. Rowe Price Investment Services, Inc.05-26-2016
Yeoshen TsuiSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-25-2016
Zoumana Nala BerteSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC03-31-2016
Hal Paul NewmanSunTrust Investment Services, Inc.UBS Financial Services Inc.$20003-29-2016
Cameron Spencer BrowningSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC03-04-2016
Tahir Hameed JohnsonSunTrust Investment Services, Inc.Morgan Stanley02-11-2016
Meredith Cayette WadeSunTrust Investment Services, Inc.Morgan Stanley12-24-2015
Brigid KemmererSunTrust Investment Services, Inc.UBS Financial Services Inc.12-04-2015
David Paul BrownSunTrust Investment Services, Inc.UBS Financial Services Inc.$15012-04-2015
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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