Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Lee GrimmettSunTrust Investment Services, Inc.PNC Investments07-10-2019
Julio Armando LacayoSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Upinder Kaur ChandhokSunTrust Investment Services, Inc.PNC Investments07-18-2018
Tacy Ruth RobySunTrust Investment Services, Inc.Commonwealth Financial Network03-28-2018
Anna Maria MirandaSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-29-2017
Charles Frederick SmithSunTrust Investment Services, Inc.Morgan Stanley06-07-2017
Charles Jason BealSunTrust Investment Services, Inc.UBS Financial Services Inc.09-09-2016
Ronald Jeffrey BrownSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2016
Nathaniel Jason PowellSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-01-2016
Yeoshen TsuiSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-25-2016
John M Borth David P Brown Paul G UllmannSunTrust Investment Services, Inc.UBS Financial Services Inc.$26012-04-2015
David Paul BrownSunTrust Investment Services, Inc.UBS Financial Services Inc.$15012-04-2015
John Matthew BorthSunTrust Investment Services, Inc.UBS Financial Services Inc.$15012-04-2015
Paul G UllmannSunTrust Investment Services, Inc.UBS Financial Services Inc.$2512-04-2015
Jeffrey Charles Mc CloskeySunTrust Investment Services, Inc.Ameriprise Financial Services, LLC$15007-20-2015
Luis Alberto MendozaSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.01-13-2015
David Alexander DonnellySunTrust Investment Services, Inc.Ameriprise Financial Services, LLC$2001-05-2015
Charles Eugene Rucker JrSunTrust Investment Services, Inc.Capital One Investment Services LLC$15011-13-2014
Rongxia ZhuSunTrust Investment Services, Inc.Citigroup Global Markets Inc.04-16-2014
Hugh Solomon Valentine Leslie VSunTrust Investment Services, Inc.PNC Investments$5001-24-2014
Matthew Barratt MainSunTrust Investment Services, Inc.Cetera Advisor Networks LLC06-19-2013
Eric Thomas MangasarianSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.03-01-2013
Nikita A LodhaSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.$15002-08-2013
Richard KurlantzickSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.01-08-2013
Jeffrey Scott WeaverSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.$1,00011-20-2012
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.