Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Lee GrimmettSunTrust Investment Services, Inc.PNC Investments$107-10-2019
Upinder Kaur ChandhokSunTrust Investment Services, Inc.PNC Investments07-18-2018
Manuel Octavio Reyes Jr.SunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-11-2018
Francis MoranSunTrust Investment Services, Inc.Morgan Stanley06-18-2018
Tacy Ruth RobySunTrust Investment Services, Inc.Commonwealth Financial Network03-28-2018
Christopher Robert GruinSunTrust Investment Services, Inc.PNC Investments09-27-2017
Anna Maria MirandaSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-29-2017
Chauncey M CarterSunTrust Investment Services, Inc.PNC Investments06-29-2017
Nicole Arshay HarperSunTrust Investment Services, Inc.PNC Investments06-15-2017
Charles Frederick SmithSunTrust Investment Services, Inc.Morgan Stanley06-07-2017
Isaac Octavious LewisSunTrust Investment Services, Inc.Morgan Stanley05-15-2017
Clayton David IrbySunTrust Investment Services, Inc.Edward Jones03-13-2017
Charles Jason BealSunTrust Investment Services, Inc.UBS Financial Services Inc.$5009-09-2016
Ronald Jeffrey BrownSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-11-2016
Nathaniel Jason PowellSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-01-2016
Michael Franklin FlorioSunTrust Investment Services, Inc.Lincoln Financial Distributors, Inc.06-13-2016
Charles Timothy CummingsSunTrust Investment Services, Inc.T. Rowe Price Investment Services, Inc.05-26-2016
Yeoshen TsuiSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-25-2016
Zoumana Nala BerteSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC03-31-2016
Hal Paul NewmanSunTrust Investment Services, Inc.UBS Financial Services Inc.$20003-29-2016
Cameron Spencer BrowningSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC03-04-2016
Tahir Hameed JohnsonSunTrust Investment Services, Inc.Morgan Stanley02-11-2016
Meredith Cayette WadeSunTrust Investment Services, Inc.Morgan Stanley12-24-2015
Brigid KemmererSunTrust Investment Services, Inc.UBS Financial Services Inc.12-04-2015
David Paul BrownSunTrust Investment Services, Inc.UBS Financial Services Inc.$15012-04-2015
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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