Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Desi Levon WyattSunTrust Investment Services, Inc.Morgan Stanley12-02-2013
William Addison MorganSunTrust Investment Services, Inc.Citigroup Global Markets Inc.08-19-2013
John Djung HoffmanSunTrust Investment Services, Inc.PNC Investments$2508-07-2013
Valbona Keja Keja-DasilvaSunTrust Investment Services, Inc.Citizens Securities, Inc.07-25-2013
Jonathan C WangSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15007-18-2013
Matthew Barratt MainSunTrust Investment Services, Inc.Cetera Advisor Networks LLC$106-19-2013
Tyrone Adolph ChaplinSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-19-2013
Danny James EmbreySunTrust Investment Services, Inc.Capital One Investment Services LLC06-03-2013
Eric Thomas MangasarianSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.03-01-2013
Joseph William Rahall IVSunTrust Investment Services, Inc.BB&T Investment Services, Inc.03-01-2013
Nikita A LodhaSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.$15002-08-2013
Jeffrey Scott WeaverSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.$1,00011-20-2012
Gabriel Xavier AdamsSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$2511-09-2012
Derek Cody SmithSunTrust Investment Services, Inc.Capital One Investment Services LLC10-26-2012
Sidhant Krishan NandaSunTrust Investment Services, Inc.Capital One Investment Services LLC10-26-2012
Tiana Yvette Wells-LawsonSunTrust Investment Services, Inc.PNC Investments09-25-2012
Kenneth Foster BrownSunTrust Investment Services, Inc.M&T Securities, Inc.$2504-27-2012
Mary Katherine GouveiaSunTrust Investment Services, Inc.Morgan Keegan & Company, Inc.12-02-2011
William Steven EwersSunTrust Investment Services, Inc.Allstate Financial Services, LLC10-05-2011
John David Mindnich Jr.SunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2011
Jared Frank ThomasSunTrust Investment Services, Inc.Scottrade, Inc.06-16-2011
Aaron Jacob BurlesonSunTrust Investment Services, Inc.M&T Securities, Inc.05-03-2011
Troy Martin BroadbentSunTrust Investment Services, Inc.M&T Securities, Inc.05-03-2011
George Martin DavisSunTrust Investment Services, Inc.PNC Investments$5004-26-2011
Cynthia Louise HillSunTrust Investment Services, Inc.PNC Investments06-30-2010
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Showing 51 to 75 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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