Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor David Maldonado Jr.Triad Advisors LLCNational Planning Corporation08-02-2017
David Arthur HicksTriad Advisors LLCH. Beck, Inc.$5007-18-2016
Donald Wayne Ferguson Jr.Triad Advisors LLCLPL Financial LLC$5011-11-2015
John Patrick KeeneyTriad Advisors LLCLPL Financial LLC$50011-11-2015
Kristian Idar AlbornozTriad Advisors LLCLPL Financial LLC11-11-2015
Lena Marian NebelTriad Advisors LLCLPL Financial LLC11-11-2015
Scott Frederick SpranklinTriad Advisors LLCPruco Securities, LLC.09-18-2014
William Thomas Cannon Jr.Triad Advisors LLCTransamerica Investors Securities Corporation05-05-2014
Lauren Michelle RebbelTriad Advisors LLCLPL Financial LLC$110-09-2013
Christopher Tyler ThomasTriad Advisors LLCSignator Investors, Inc.09-13-2013
Scott Michael GomsakTriad Advisors LLCLPL Financial LLC$50004-26-2013
Arthur James BrodskyTriad Advisors LLCAmeriprise Financial Services, Inc.02-22-2013
Scott Matthew BermanTriad Advisors LLCAmeriprise Financial Services, Inc.$2502-22-2013
Brian Patrick KuhnTriad Advisors LLCBroker Dealer Financial Services Corp.$50008-21-2012
Michael Kevin CreamerTriad Advisors LLCNational Planning Corporation$111-01-2011
Inez Cecelia Lipman-RichardsonTriad Advisors LLCGlass Jacobson Financial Group$4805-19-2011
Christophe Marie Pascal DionotTriad Advisors LLCLincoln Financial Advisors Corporation$111-01-2010
Hugh Joseph Breslin IVTriad Advisors LLCLincoln Financial Advisors Corporation11-01-2010
Jay Allen BittnerTriad Advisors LLC1st Global Capital Corp.11-16-2009
Robert John SchmittTriad Advisors LLC1st Global Capital Corp.11-16-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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