Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur James BrodskyTriad Advisors LLCAmeriprise Financial Services, Inc.02-22-2013
Brian Patrick KuhnTriad Advisors LLCBroker Dealer Financial Services Corp.$50008-21-2012
Christophe Marie Pascal DionotTriad Advisors LLCLincoln Financial Advisors Corporation$111-01-2010
Christopher Tyler ThomasTriad Advisors LLCSignator Investors, Inc.09-13-2013
David Arthur HicksTriad Advisors LLCH. Beck, Inc.$5007-18-2016
Donald Wayne Ferguson Jr.Triad Advisors LLCLPL Financial LLC$5011-11-2015
Hugh Joseph Breslin IVTriad Advisors LLCLincoln Financial Advisors Corporation11-01-2010
Inez Cecelia Lipman-RichardsonTriad Advisors LLCGlass Jacobson Financial Group$4805-19-2011
Jay Allen BittnerTriad Advisors LLC1st Global Capital Corp.11-16-2009
John Patrick KeeneyTriad Advisors LLCLPL Financial LLC$50011-11-2015
Kristian Idar AlbornozTriad Advisors LLCLPL Financial LLC11-11-2015
Lauren Michelle RebbelTriad Advisors LLCLPL Financial LLC$110-09-2013
Lena Marian NebelTriad Advisors LLCLPL Financial LLC11-11-2015
Michael Kevin CreamerTriad Advisors LLCNational Planning Corporation$111-01-2011
Robert John SchmittTriad Advisors LLC1st Global Capital Corp.11-16-2009
Scott Frederick SpranklinTriad Advisors LLCPruco Securities, LLC.09-18-2014
Scott Matthew BermanTriad Advisors LLCAmeriprise Financial Services, Inc.$2502-22-2013
Scott Michael GomsakTriad Advisors LLCLPL Financial LLC$50004-26-2013
Victor David Maldonado Jr.Triad Advisors LLCNational Planning Corporation08-02-2017
William Thomas Cannon Jr.Triad Advisors LLCTransamerica Investors Securities Corporation05-05-2014

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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