Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Dale HornUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-07-2009
John W YoungUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-14-2009
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15001-15-2009
Victor Owen RoyUBS Financial Services Inc.Morgan Stanley & Co. LLC$83801-15-2009
Donald Paul StoneUBS Financial Services Inc.Morgan Stanley & Co. LLC$14501-16-2009
Timothy Reath JrUBS Financial Services Inc.Morgan Stanley & Co. LLC02-06-2009
Russell J WeberUBS Financial Services Inc.Citigroup Global Markets Inc.03-05-2009
Charles Walker AndersonUBS Financial Services Inc.Citigroup Global Markets Inc.03-26-2009
Paul Harold Anderson JrUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-26-2009
Elaine FlaniganUBS Financial Services Inc.Citigroup Global Markets Inc.03-26-2009
Ronald J ChesneyUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-26-2009
Kevin E WesnerUBS Financial Services Inc.Citigroup Global Markets Inc.04-13-2009
William Mark ClarkUBS Financial Services Inc.Deutsche Bank Securities Inc.07-16-2009
Mark Lloyd Fulton JrUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5009-30-2010
William Patrick MurphyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$21011-17-2010
David Richard StackUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-17-2010
James Bartley GibsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2010
Kyle C HarrisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2010
Nicholas Joseph BarbieriUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2010
Walter A Williams JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2010
Troy Bryant Eric Watson Bart Gibson William Murphy Kyle Harris Eric Buckner Philip Lazzari Mark StevensUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50011-19-2010
Antwyne D DelondeUBS Financial Services Inc.Morgan Stanley$5010-03-2011
Pj PearlstoneUBS Financial Services Inc.Morgan Stanley$10009-19-2012
Christopher John ConnollyUBS Financial Services Inc.Morgan Stanley$10012-17-2012
Kenneth A HechtUBS Financial Services Inc.Morgan Stanley$10001-23-2013
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.