Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-15-2009
Andrew Barry LeeUBS Financial Services Inc.Morgan Stanley11-04-2013
Brandon ParkUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2010
Charles Harold CooperUBS Financial Services Inc.Morgan Stanley$25004-08-2016
Charles M. AndersonUBS Financial Services Inc.UBS Asset Management (US) Inc.09-10-2018
Charles Walker AndersonUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-26-2009
David Brian MillerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2010
David Martin BowieUBS Financial Services Inc.B. Riley FBR, Inc.12-08-2014
David Richard StackUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2010
Donald Arthur ChomasUBS Financial Services Inc.Morgan Stanley11-08-2013
Donald Paul StoneUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-16-2009
Edward John RaileyUBS Financial Services Inc.Morgan Stanley$10008-28-2014
Gary Andrew Edmonds Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15004-21-2011
Gerard George CaswellUBS Financial Services Inc.Vanguard Marketing Corporation12-23-2014
James Bartley GibsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2010
James M IngoeUBS Financial Services Inc.FSC Securities Corporation$10012-10-2015
Jeremy Joseph ReedUBS Financial Services Inc.Morgan Stanley10-16-2015
John William YoungUBS Financial Services Inc.Citigroup Global Markets Inc.01-14-2009
Kenneth A. HechtUBS Financial Services Inc.Morgan Stanley$5001-23-2013
Kevin David ConnellyUBS Financial Services Inc.Morgan Stanley$10008-28-2014
Kevin Ryan BellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2012
Kyle C. HarrisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2010
Mitchell Robert CooperUBS Financial Services Inc.Morgan Stanley04-08-2016
Nicholas Francis SteierUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-25-2014
Nicholas Joseph BarbieriUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2010
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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