Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-15-2009
Andrew Barry LeeUBS Financial Services Inc.Morgan Stanley$5011-04-2013
Antwyne D. DelondeUBS Financial Services Inc.Morgan Stanley10-03-2011
Brandon ParkUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2010
Charles Harold CooperUBS Financial Services Inc.Morgan Stanley$15004-08-2016
Charles Walker AndersonUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-26-2009
Clark Alden HatchUBS Financial Services Inc.Morgan Stanley06-14-2013
Cory Dale ChambersUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-15-2011
Daniel Jim LawsonUBS Financial Services Inc.Morgan Stanley11-04-2013
David Brian MillerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2010
David Martin BowieUBS Financial Services Inc.B. Riley FBR, Inc.12-08-2014
David Paul ConnellyUBS Financial Services Inc.Morgan Stanley$15010-09-2014
David Richard StackUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2010
David Vincent RoyUBS Financial Services Inc.Morgan Stanley08-05-2011
Donald Arthur ChomasUBS Financial Services Inc.Morgan Stanley$10011-08-2013
Donald Paul StoneUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-16-2009
Edward John RaileyUBS Financial Services Inc.Morgan Stanley$10008-28-2014
Eladio Arturo SantiagoUBS Financial Services Inc.Morgan Stanley11-09-2012
Elaine FlaniganUBS Financial Services Inc.Citigroup Global Markets Inc.03-26-2009
Eric Land BucknerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2010
Erin Schluter StoeckerUBS Financial Services Inc.Ameriprise Financial Services, LLC02-19-2013
Gary Andrew Edmonds Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15004-21-2011
Gary Theodore PadussisUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-07-2009
Gerard George CaswellUBS Financial Services Inc.Vanguard Marketing Corporation12-23-2014
Gregory James Duncan-PetersUBS Financial Services Inc.Citigroup Global Markets Inc.$2504-24-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.