Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin David SpikerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-22-2017
Michael Edward WinterWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
John Macrae BenjaminWells Fargo Advisors Financial Network, LLCMorgan Stanley02-01-2017
Paul Henry Carlson, Marie Joy Estanislao Lomibao, Thomas Edward Fautrel, Michael Alexander Levitsky, Sean Philip Kirby-SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley$24312-01-2016
Vincent Jerome PaskoWells Fargo Advisors Financial Network, LLCNYLIFE Securities LLC$109-09-2016
Matthew Adam BassoWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2016
Steven Farnham CollinsWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.01-22-2016
Brian Charles SalcettiWells Fargo Advisors Financial Network, LLCAXA Advisors, LLC06-10-2015
Doug Brandeen, David Brandeen, Jeff Link, Dean ShuplinkovWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$55506-10-2015
Dean Blagoi ShuplinkovWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2015
Douglas John BrandeenWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-05-2015
Jeffrey William LinkWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25006-05-2015
Frederick John BohlanderWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.12-11-2013
John Joseph Dillon Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley$5011-26-2013
Sherry Anne SaucermanWells Fargo Advisors Financial Network, LLCSunTrust Investment Services, Inc.08-02-2013
Brian Craig LutsWells Fargo Advisors Financial Network, LLCMorgan Stanley$5009-25-2012
David Michael GreenleighWells Fargo Advisors Financial Network, LLCMorgan Stanley$10009-25-2012
Nancy Scallion JohnsonWells Fargo Advisors Financial Network, LLCMorgan Stanley$15009-25-2012
Stephen Eugene Marohl Jr.Wells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$2503-23-2012
Mark Philip SkibbieWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2011

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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