Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Spencer William SchenkingWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2020
Sandra Jane VecereWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-29-2020
Ryan Michael GutowskiWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-29-2020
Thomas Farrell OConorWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Meredith Cayette WadeWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Kerry Wayne HemphillWells Fargo Advisors Financial Network, LLCRoyal Alliance Associates, Inc.11-11-2019
Jason Edward MessineoWells Fargo Advisors Financial Network, LLCEdward Jones11-01-2019
James Neal Washington IiWells Fargo Advisors Financial Network, LLCMorgan Stanley06-27-2019
Thomas Holden HenryWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC06-14-2019
Laura Dean Perkins MarkoffWells Fargo Advisors Financial Network, LLCMorgan Stanley01-08-2019
Andrew V VillafrancaWells Fargo Advisors Financial Network, LLCMorgan Stanley10-15-2018
John J PaganoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-29-2017
Benjamin David SpikerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
Michael Edward WinterWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
Florence Klinger BirdWells Fargo Advisors Financial Network, LLCFolger Nolan Fleming Douglas Incorporated02-06-2017
John Macrae BenjaminWells Fargo Advisors Financial Network, LLCMorgan Stanley02-01-2017
Paul Henry CarlsonWells Fargo Advisors Financial Network, LLCMorgan Stanley12-01-2016
Thomas Edward FautrelWells Fargo Advisors Financial Network, LLCMorgan Stanley12-01-2016
Michael Alexander LevitskyWells Fargo Advisors Financial Network, LLCMorgan Stanley12-01-2016
Sean Philip Kirby-SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley12-01-2016
Vincent Jerome PaskoWells Fargo Advisors Financial Network, LLCNYLIFE Securities LLC09-09-2016
Dean Blagoi ShuplinkovWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2015
Stephen Eugene Marohl JrWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC03-23-2012
Troy Michael ElserWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$506-29-2020
Andrew Charles HahnWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-10-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.