Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2506-27-2019
Joseph Stewart GilbertWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-15-2019
Peter A GeorgelakosWells Fargo Clearing Services, LLCMorgan Stanley$5003-01-2019
Marco Antonio SotoWells Fargo Clearing Services, LLCPNC Investments$15006-06-2018
Jacob Robert ShifflettWells Fargo Clearing Services, LLCBb&T Investment Services, Inc.03-19-2018
Ricardo Ivan CardenasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-16-2018
Mark Aaron JutkowitzWells Fargo Clearing Services, LLCCommonwealth Financial Network10-17-2017
David C GreenWells Fargo Clearing Services, LLCEdward Jones08-01-2017
David J James BoltenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00005-03-2017
Victor Frank ConchaWells Fargo Clearing Services, LLCMorgan Stanley04-20-2017
Abigail BensimhonWells Fargo Clearing Services, LLCMBSC Securities Corporation03-23-2017
Paul Devon ChisholmWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.02-24-2017
Christian M TaylorWells Fargo Clearing Services, LLCCetera Advisors LLC01-26-2017
Sandra MartinWells Fargo Clearing Services, LLCMorgan Stanley12-22-2016
Christine Marie MckayWells Fargo Clearing Services, LLCPNC Investments10-21-2016
Kyle Patrick HennessyWells Fargo Clearing Services, LLCCitizens Securities, Inc.10-03-2016
Jeffrey Scott CohenWells Fargo Clearing Services, LLCNexPoint Securities, Inc.$1007-22-2016
John Charles PersonsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.06-30-2016
Megan Haynes BrenemanWells Fargo Clearing Services, LLCM&T Securities, Inc.06-16-2016
Robyn Shanae HawkinsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2016
Gregory James Duncan-PetersWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2512-02-2015
Lorenzo David AscoliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$112-02-2015
Charles MarksWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2015
Jennifer Campion DalyWells Fargo Clearing Services, LLCMorgan Stanley$2510-16-2015
Jeffrey Adam StrzelczykWells Fargo Clearing Services, LLCMorgan Stanley$5010-09-2015
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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