Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian J BauerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-17-2020
Donald Paul GlabWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-26-2020
Michael Schenking Zachary Chryst Thomas OConorWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$35503-27-2020
Matthew DavisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7703-20-2020
Brandon MyersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Millard Franklin Herold IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-27-2019
Tammie Lynn WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2019
Thomas John LewandowskiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2019
Eduardo Lima CorreaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Barrett Charles HagenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$2506-27-2019
David Michael ButlerWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Neetu KohliWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.05-29-2019
Joseph GilbertWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-15-2019
Peter A GeorgelakosWells Fargo Clearing Services, LLCMorgan Stanley$5003-01-2019
John Joseph Cahill IVWells Fargo Clearing Services, LLCPNC Investments$2512-03-2018
Eric Frampton JonesWells Fargo Clearing Services, LLCM&T Securities, Inc.11-15-2018
Russell Raymond Priddy IiiWells Fargo Clearing Services, LLCPNC Investments$15009-24-2018
Kent William JasperseWells Fargo Clearing Services, LLCEquity Services, Inc.07-19-2018
Marco A SotoWells Fargo Clearing Services, LLCPNC Investments$15006-06-2018
Andrew C PietWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.12-05-2017
Mark JutkowitzWells Fargo Clearing Services, LLCCommonwealth Financial Network10-17-2017
Natasha Shudian McdonaldWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-22-2017
Michael Eugene PalazzoWells Fargo Clearing Services, LLCIng Direct Investing, Inc.06-05-2017
Brian Joseph DinkaWells Fargo Clearing Services, LLCPNC Investments05-31-2017
Next Page »

Showing 1 to 25 of 124 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.