Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2506-27-2019
Aladin Moreno BacolodanWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.09-22-2009
John Charles PersonsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.06-30-2016
Abigail BensimhonWells Fargo Clearing Services, LLCBNY Mellon Securities Corporation03-23-2017
Christian M. TaylorWells Fargo Clearing Services, LLCCetera Advisors LLC01-26-2017
Serezha Serjey ArutyunyanWells Fargo Clearing Services, LLCCetera Investment Services LLC02-17-2011
Neetu KohliWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.05-29-2019
Geoffrey Bourbon Voigt, Dianna L JonesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-02-2009
Craig Matthew GayhardtWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-20-2009
David Michael WisniewskiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-20-2009
Timothy Daniel CusackWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-06-2009
Jonathan Kirk JayWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
Benjamin Joseph PetrilliWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-27-2009
George Dircks Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-20-2009
Christopher James Ozazewski, Eric B. DeckerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-20-2009
David Michael EmigWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-20-2009
Michael Dennis EnglehartWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-20-2009
Christopher Patrick HayburnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-13-2009
Michael Joseph HartmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-13-2009
Kevin John KavanaghWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-13-2009
Timothy Scott KelbaughWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Steven Clifton NuetzelWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Mark Aaron JutkowitzWells Fargo Clearing Services, LLCCommonwealth Financial Network10-17-2017
David C GreenWells Fargo Clearing Services, LLCEdward Jones08-01-2017
Joshua R. BerryWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC10-09-2012
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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