Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$2506-27-2019
Aladin Moreno BacolodanWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC09-22-2009
Christopher Lee KnoxWells Fargo Clearing Services, LLCAssetMark Brokerage, LLC$15010-13-2014
Petro ZouzoulasWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-12-2009
Jacob Robert ShifflettWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.03-19-2018
Andrew C. PietWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$1012-05-2017
Paul Devon ChisholmWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.02-24-2017
John Charles PersonsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.06-30-2016
Lester Walker DennisWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.09-17-2010
Katie L. HughesWells Fargo Clearing Services, LLCBenjamin F. Edwards & Company, Inc.$5008-11-2015
Abigail BensimhonWells Fargo Clearing Services, LLCBNY Mellon Securities Corporation03-23-2017
Derrick Tyrone RobinsonWells Fargo Clearing Services, LLCCapital One Investment Services LLC$5008-08-2011
Jacob Leroy BiedenbackWells Fargo Clearing Services, LLCCBIZ Financial Solutions, Inc.$104-18-2013
Christian M. TaylorWells Fargo Clearing Services, LLCCetera Advisors LLC01-26-2017
Serezha Serjey ArutyunyanWells Fargo Clearing Services, LLCCetera Investment Services LLC03-08-2011
Neetu KohliWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.05-29-2019
William E. PauleyWells Fargo Clearing Services, LLCChase Investment Services Corp.11-30-2011
Christopher William MamunesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.12-11-2009
John William YarrisonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-02-2009
Geoffrey Bourbon VoigtWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-02-2009
Dianna L JonesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-02-2009
David Michael WisniewskiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-20-2009
Craig Matthew GayhardtWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-20-2009
Timothy Daniel CusackWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-06-2009
E William Gosnell Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-06-2009
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Showing 1 to 25 of 182 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.