Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian SalcettiWells Fargo Clearing Services, LLCEquitable Advisors, LLC06-10-2015
James Gibbons Stephen MarohlWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$9204-19-2012
Michael Schenking Zachary Chryst Thomas OConorWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$35503-27-2020
Matthew DavisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7703-20-2020
Tom Fautrel Paul CarlsonWells Fargo Clearing Services, LLCMorgan Stanley$24312-14-2016
Thomas Fautrel Paul CarlsonWells Fargo Clearing Services, LLCMorgan Stanley$22512-01-2016
Doug Brandeen David Brandeen Jeff Link Dean ShuplinkovWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$55506-10-2015
Howard Mirvis Larry HolmesWells Fargo Clearing Services, LLCMorgan Stanley$22003-28-2013
David Greenleigh Brian LutsWells Fargo Clearing Services, LLCMorgan Stanley$16009-25-2012
Robert MorelandWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-07-2012
Jamie WaldrenWells Fargo Clearing Services, LLCMorgan Stanley$9604-19-2012
Thomas Bird Kenneth BarkmanWells Fargo Clearing Services, LLCMorgan Stanley$25002-17-2012
Steven CollinsWells Fargo Clearing Services, LLCRaymond James$13202-18-2016
Brian J BauerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-17-2020
Donald Paul GlabWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-26-2020
Brandon MyersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Millard Franklin Herold IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-27-2019
Tammie Lynn WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2019
Thomas John LewandowskiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2019
Eduardo Lima CorreaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Barrett Charles HagenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$2506-27-2019
David Michael ButlerWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Neetu KohliWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.05-29-2019
Joseph GilbertWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-15-2019
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Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.