Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Victor YudinWells Fargo Clearing Services, LLCMorgan Stanley$15007-10-2009
Keith Steven GarlandWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.09-07-2009
Martha Williams BusserWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2509-18-2009
Aladin Moreno BacolodanWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.09-22-2009
Michelle Robyn Harf-GrimWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2010
Edward Leonard Hughes IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-19-2010
Troy Douglas BrewerWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-12-2010
Kevin Joseph KelleherWells Fargo Clearing Services, LLCNYLIFE Securities LLC11-12-2010
Rajat Varada RajanWells Fargo Clearing Services, LLCPNC Investments12-15-2010
Serezha Serjey ArutyunyanWells Fargo Clearing Services, LLCCetera Investment Services LLC02-17-2011
Jason Henry GoellerWells Fargo Clearing Services, LLCMorgan Stanley04-04-2011
Richard Charles PellegriniWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2011
Todd R. GelfeldWells Fargo Clearing Services, LLCMorgan Stanley$5009-30-2011
Scott Stephen SnyderWells Fargo Clearing Services, LLCFirst Internet Securities Network12-09-2011
Thomas James TrimbleWells Fargo Clearing Services, LLCNew England Securities01-03-2012
Shannon Wesley PetersonWells Fargo Clearing Services, LLCPNC Investments01-05-2012
Kenneth M. BarkmanWells Fargo Clearing Services, LLCMorgan Stanley$15001-27-2012
David Scott FrankWells Fargo Clearing Services, LLCMorgan Stanley$15002-10-2012
Jamie Matthew WaldrenWells Fargo Clearing Services, LLCMorgan Stanley$10003-30-2012
Robert Calvert MorelandWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2012
Alicia Kay Richardson-JonesWells Fargo Clearing Services, LLCMorgan Stanley08-06-2012
Lawrence Edward AndrewsWells Fargo Clearing Services, LLCMorgan Stanley08-30-2012
Kenneth Richard HolzapfelWells Fargo Clearing Services, LLCMorgan Stanley09-07-2012
Matthew Adam KlatskyWells Fargo Clearing Services, LLCMorgan Stanley10-05-2012
Joshua R. BerryWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC10-09-2012
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Showing 26 to 50 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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