Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Victor YudinWells Fargo Clearing Services, LLCMorgan Stanley$5007-10-2009
Aladin Moreno BacolodanWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC09-22-2009
Alicia Kay Richardson-JonesWells Fargo Clearing Services, LLCMorgan Stanley08-06-2012
Andrew C PietWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.12-05-2017
Avis FaguWells Fargo Clearing Services, LLCMorgan Stanley$5001-17-2013
Barrett Charles HagenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Benjamin Joseph PetrilliWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Brandon MyersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Brenden James BosmansWells Fargo Clearing Services, LLCMorgan Stanley02-12-2015
Brian Christpoher TurnerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2502-06-2009
Brian J BauerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-17-2020
Brian Joseph DinkaWells Fargo Clearing Services, LLCPNC Investments05-31-2017
Brian SalcettiWells Fargo Clearing Services, LLCEquitable Advisors, LLC06-10-2015
Brian Thomas LutzWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-02-2013
Bruce Sherin Dunham IIIWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated12-10-2015
Bryan Andrew LenetWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1507-18-2011
Bryan BosmansWells Fargo Clearing Services, LLCMorgan Stanley02-20-2015
Bryon Edward KnobleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-23-2015
Catherine Marie NicholasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00002-27-2009
Christian M TaylorWells Fargo Clearing Services, LLCCetera Advisors LLC01-26-2017
Christopher Brian WieneckeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2013
Christopher Patrick HayburnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Craig Matthew GayhardtWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-20-2009
Daniel MacMillan MartinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-30-2015
David Greenleigh Brian LutsWells Fargo Clearing Services, LLCMorgan Stanley$16009-25-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.