Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abigail BensimhonWells Fargo Clearing Services, LLCMBSC Securities Corporation03-23-2017
Abraham Victor YudinWells Fargo Clearing Services, LLCMorgan Stanley$5007-10-2009
Adena Carole PerkinsWells Fargo Clearing Services, LLCNational Planning Corporation06-09-2011
Aladin Moreno BacolodanWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$109-22-2009
Alicia Kay Richardson-JonesWells Fargo Clearing Services, LLCMorgan Stanley08-06-2012
Andrew Louis KadalaWells Fargo Clearing Services, LLCMorgan Stanley02-13-2015
Ashby Day Shanks Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Avis FaguWells Fargo Clearing Services, LLCMorgan Stanley$5001-17-2013
Benjamin Joseph PetrilliWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Brenden James BosmansWells Fargo Clearing Services, LLCMorgan Stanley02-12-2015
Brian Phillip GibbonsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.09-28-2009
Brian Thomas LutzWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-02-2013
Bryan Patrick GatelyWells Fargo Clearing Services, LLCTransamerica Financial Advisors, Inc09-09-2014
Bryan Robert BosmansWells Fargo Clearing Services, LLCMorgan Stanley02-20-2015
Bryon Edward KnobleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-23-2015
Cameron Spencer BrowningWells Fargo Clearing Services, LLCMorgan Stanley07-19-2013
Catherine Marie NicholasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00002-27-2009
Charles MarksWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2015
Charles Wayne Coffey Jr.Wells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.02-20-2015
Christian M TaylorWells Fargo Clearing Services, LLCCetera Advisors LLC01-26-2017
Christine Marie MckayWells Fargo Clearing Services, LLCPNC Investments10-21-2016
Christopher Brian WieneckeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2013
Christopher Lee KnoxWells Fargo Clearing Services, LLCAssetMark Brokerage, LLC10-13-2014
Christopher Patrick GolesWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-20-2011
Christopher Patrick HayburnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$102-13-2009
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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