Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neetu KohliWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.05-29-2019
Joseph Stewart GilbertWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-15-2019
Robert KamyaWells Fargo Clearing Services, LLCPNC Investments01-14-2019
Ricardo Ivan CardenasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-16-2018
Mark Aaron JutkowitzWells Fargo Clearing Services, LLCCommonwealth Financial Network10-17-2017
David C GreenWells Fargo Clearing Services, LLCEdward Jones08-01-2017
Abigail BensimhonWells Fargo Clearing Services, LLCBNY Mellon Securities Corporation03-23-2017
Christian M. TaylorWells Fargo Clearing Services, LLCCetera Advisors LLC01-26-2017
Sandra MartinWells Fargo Clearing Services, LLCMorgan Stanley12-22-2016
John Charles PersonsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.06-30-2016
Megan Haynes BrenemanWells Fargo Clearing Services, LLCM&T Securities, Inc.06-16-2016
Lorenzo David AscoliWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-02-2015
Charles MarksWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2015
Samuel David GreenbergWells Fargo Clearing Services, LLCMorgan Stanley10-05-2015
Richard A. WeinerWells Fargo Clearing Services, LLCPruco Securities, LLC.08-13-2015
Kathleen Walsh CountsWells Fargo Clearing Services, LLCMorgan Stanley07-02-2015
Donald Matthew WrightWells Fargo Clearing Services, LLCMorgan Stanley04-24-2015
Maximilien Freelander IIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC04-02-2015
Bryan BosmansWells Fargo Clearing Services, LLCMorgan Stanley02-20-2015
Brenden James BosmansWells Fargo Clearing Services, LLCMorgan Stanley02-12-2015
Daniel MacMillan MartinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2015
John SchneiderWells Fargo Clearing Services, LLCMorgan Stanley01-02-2015
James Michael DevinWells Fargo Clearing Services, LLCPNC Investments09-22-2014
Kevin Patrick GilliganWells Fargo Clearing Services, LLCMorgan Stanley05-16-2014
James Ignatius DunnWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2014
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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