Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon MyersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Tammie Lynn WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2019
Thomas John LewandowskiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2019
Eduardo Lima CorreaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Barrett Charles HagenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Neetu KohliWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.05-29-2019
Fabiana Fortunato FrankWells Fargo Clearing Services, LLCM&T Securities, Inc.04-03-2019
Joseph Stewart GilbertWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-15-2019
Robert KamyaWells Fargo Clearing Services, LLCPNC Investments01-14-2019
Eric Frampton JonesWells Fargo Clearing Services, LLCM&T Securities, Inc.11-15-2018
Ceil Vanessa MaddenWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-29-2018
Jacob Robert ShifflettWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.03-19-2018
Ricardo Ivan CardenasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-16-2018
Mark Aaron JutkowitzWells Fargo Clearing Services, LLCCommonwealth Financial Network10-17-2017
David C GreenWells Fargo Clearing Services, LLCEdward Jones08-01-2017
Natasha S. McdonaldWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-22-2017
Brian Joseph DinkaWells Fargo Clearing Services, LLCPNC Investments05-31-2017
Ashley Rena MyersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2017
David James BoltenWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-03-2017
Emmitt Smith Jr.Wells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-28-2017
Victor F. ConchaWells Fargo Clearing Services, LLCMorgan Stanley04-20-2017
Abigail BensimhonWells Fargo Clearing Services, LLCBNY Mellon Securities Corporation03-23-2017
Paul Devon ChisholmWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.02-24-2017
Christian M. TaylorWells Fargo Clearing Services, LLCCetera Advisors LLC01-26-2017
Sandra MartinWells Fargo Clearing Services, LLCMorgan Stanley12-22-2016
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Showing 1 to 25 of 182 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.