Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Holden HenryWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC06-14-2019
Logan Kristopher SimeringTD Ameritrade Investment Management, LLCT. Rowe Price Investment Services, Inc.06-12-2019
Justin Michael MarcusAE Wealth Management, LLCPFS Investments Inc.06-12-2019
Michael Hannon KurlandSecurian Financial Services, Inc.The O.N. Equity Sales Company06-11-2019
Joseph George DonigerBrokers International Financial Services, LLC.Pruco Securities, LLC.06-11-2019
James David BurleighPruco Securities, LLC.VALIC Financial Advisors, Inc.06-06-2019
Robert Warren RobertsonCambridge Investment Research, Inc.Avantax Investment Services, Inc.$2506-03-2019
Matt L. BaconCarmichael Hill & Associates IncCUSO Financial Services, L.P.06-03-2019
Leslie E. McElwainMorgan StanleyWells Fargo Clearing Services, LLC06-03-2019
Bradley T CloughSecurities Service Network, LLCJanney Montgomery Scott LLC05-31-2019
David Michael ButlerWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2019
Lewis Demiles BakerSummit Brokerage Services, Inc.Coliseum Wealth Management, LLC$2505-29-2019
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Monica Elena ZamfirTD Ameritrade Investment Management, LLCFinancial Engines Advisors L.L.C.05-29-2019
Neetu KohliWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.05-29-2019
Todd John JohnsonFidelity Brokerage Services LLCVoya Financial Partners, LLC$2505-28-2019
Kristin Cheree Renfro-PettetMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-24-2019
Nina Anandi BlanchardSunTrust Investment Services, Inc.SunTrust Investment Services, Inc.05-23-2019
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
William Lawrence Gaines JrCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC05-22-2019
Reggie Jerome TurnerPruco Securities, LLC.EK Riley Investments, LLC05-22-2019
Brian Patrick FeeleySecurities Service Network, LLCMML Investors Services, LLC05-20-2019
Rodney Charles BrewerAllstate Financial Services, LLCBrewer Financial Life Advisors, LLC05-16-2019
Sherman Malcolm Malcolm EthridgeCIC Wealth, LLCWells Fargo Clearing Services, LLC05-15-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.