Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Alan KochCadaret, Grant & Co., Inc.M&T Securities, Inc.06-10-2019
Robert Warren RobertsonCambridge Investment Research, Inc.H.D. Vest Advisory Services, Inc$2506-03-2019
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Lewis Demiles BakerSummit Brokerage Services, Inc.IFS Securities$2505-29-2019
Matthew Manning IIRBC Capital Makrets LLCMorgan Stanley$5005-29-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
Jay JohnCalton & Associates, Inc.Jesup & Lamont Advisors05-13-2019
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
Alan Henry TasseyNewbridge Securities CorporationSecurian Financial Services, Inc.$5004-18-2019
Edward Louis NeveleffCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$2303-19-2019
Frederick Nelson CassillyCassilly FinancialNorthwestern Mutual Investment Services, LLC03-19-2019
Sulieman E NurideenPNC InvestmentsVALIC Financial Advisors, Inc.$103-18-2019
Joseph Stewart GilbertWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-15-2019
Jeffrey Lynn OlsonCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$2503-01-2019
Kent Heisey GibsonMML Investors Services, LLCNYLIFE Securities LLC03-01-2019
Peter A GeorgelakosWells Fargo Clearing Services, LLCMorgan Stanley$5003-01-2019
Frank Bjoy Simpson Jr.The Simpson Firm LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2019
Allan Curtis ParlierLincoln InvestmentQuestar Capital Corporation$102-15-2019
Jeremy Steven DvorakRaymond James Financial Services, Inc.M&T Securities, Inc.$102-15-2019
Darren Patrick StranieroOnPlane Financial AdvisorsPark Avenue Securities LLC02-14-2019
Michael John StorchPNC InvestmentsSantander Securities LLC02-12-2019
Brian Stuart JollesHilltop Securities Independent Network Inc.Questar Capital Corporation$2501-29-2019
John Edward MeeganLPL Financial LLCWells Fargo Clearing Services, LLC$1,00001-25-2019
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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