Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
Alvin Clifford HailstorksLPL Financial LLC1st Global Capital Corp.12-19-2018
Mark Harry GoldwasserCeros Financial Services, Inc.Aegis Capital Corp.07-02-2019
Deborah Ann FreedAllstate Financial Services, LLCAllstate Financial Services, LLC05-14-2019
Katarina SteinAmeriprise Financial Services, LLCAllstate Financial Services, LLC08-29-2018
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$2506-27-2019
Jason Patrick ZephirCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-25-2019
Thomas Holden HenryWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC06-14-2019
Tae Kyoo KneidingerKendall Capital ManagementAmeriprise Financial Services, LLC02-28-2019
Larissa Jane CostelloRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC09-21-2018
Daniel Jared CohenImpact Capital, LLCAmeriprise Financial Services, LLC09-11-2018
Marshall Alan DeardenAvantax Investment Services, Inc.Ameritas Investment Company, LLC$5008-31-2018
Derek KravitzFinancial Services AdvisoryARBITROPTION CAPITAL MANAGEMENT04-09-2019
Robert Warren RobertsonCambridge Investment Research, Inc.Avantax Investment Services, Inc.$2506-03-2019
Jack Albert HeilLombard Securities IncorporatedAvantax Investment Services, Inc.04-23-2019
Samuel Jeremy FeldmanUBS Financial Services Inc.AXA Advisors, LLC07-19-2019
Mohammad W WahidMorgan StanleyAXA Advisors, LLC06-17-2019
Nicoletti Joanna FrankBrown Advisory Securities, LLCAXA Advisors, LLC05-08-2019
Brandon PaugelsNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-04-2019
Warren Paul BrockettMML Investors Services, LLCAXA Advisors, LLC$2509-12-2018
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
Richard M. Appling IIICUNA Brokerage Services, Inc.BB&T Securities, LLC12-18-2018
Donald Edward ByrdParkland Securities, LLCBB&T Securities, LLC$5011-09-2018
Tommy N. Bradford Jr.H. Beck, Inc.BBVA Securities Inc.11-26-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.