Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony AnselmiWells Fargo Advisors Financial Network, LLCMorgan Stanley$1,00004-18-2019
Michael Francis ByrneRBC Capital Markets, LLCMorgan Stanley04-17-2019
Peter A GeorgelakosWells Fargo Clearing Services, LLCMorgan Stanley$5003-01-2019
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley12-27-2018
Kwame Ronald SmithAXA Advisors, LLCNavy Federal Brokerage Services, LLC04-11-2019
Frederick Nelson CassillyCassilly FinancialNorthwestern Mutual Investment Services, LLC03-19-2019
Noah Tyler WrightVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC03-18-2019
John Joseph HorriganLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2501-11-2019
Eric Anthony BorsoniAmeriprise Financial Services, Inc.NYLIFE Distributors LLC11-07-2018
Kent H GibsonMML Investors Services, LLCNYLIFE Securities LLC03-01-2019
Michelle Kindrell CobbMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-05-2018
John Charles HillMML Investors Services, LLCNYLIFE Securities LLC10-18-2018
Sarah Laurene SanteufemioMML Investors Services, LLCNYLIFE Securities LLC08-31-2018
William Dennis BancroftImpact Capital, LLCPagnatoKarp Partners, LLC08-14-2018
Gregory S WillBestgate Wealth Advisors, LLCPark Avenue Securities LLC06-17-2019
Darren Patrick StranieroOnPlane Financial AdvisorsPark Avenue Securities LLC02-14-2019
Scott Michael GomsakLincoln Financial Advisors CorporationPlanning Solutions Group, LLC07-19-2019
Pamela Lee GrimmettSunTrust Investment Services, Inc.PNC Investments07-10-2019
Robert KamyaWells Fargo Clearing Services, LLCPNC Investments01-14-2019
Craig Tilghman BoothSecurities America, Inc.PNC Investments11-30-2018
Jasmin Tesse La-Rue WaddellMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-15-2018
Joseph George DonigerBrokers International Financial Services, LLC.Pruco Securities, LLC.06-11-2019
John Francis Mulheron Jr.Mutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-24-2019
Yoshiko HayakawaSecurian Financial Services, Inc.Pruco Securities, LLC.09-12-2018
Patricia Elaine VeneyWoodbury Financial Services, Inc.Questar Capital Corporation$20003-01-2019
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Showing 76 to 100 of 136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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