Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Lee McAreeUnited Capital Financial AdvisersWest Financial Services, Inc.04-08-2019
Hossam Refat AbdallaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-27-2019
Leslie E. McElwainMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-03-2019
Sherman Malcolm Malcolm EthridgeCIC Wealth, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-15-2019
Daria Nikkole HerrellSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-10-2019
John Edward MeeganLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-25-2019
Langston Tyrone Washington IIUnited Brokerage Services, IncWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-24-2019
Matthew Ryan DiehlMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-29-2018
Samuel Ferguson Beach Jr.Sargent Investment Group, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-14-2018
Christopher Smith SargentSargent Investment Group, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-03-2018
Ricardo Martin RosenbergSargent Investment Group, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-03-2018
Tae Hong HarteSargent Investment Group, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-03-2018
Brian Douglas McGregorSargent Investment Group, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-03-2018
Robert J LinkSB Advisory, LLCWells Fargo Advisors Financial Network, LLC02-08-2019
Frederick John BohlanderSandbox Financial Partners, LLCWells Fargo Advisors Financial Network, LLC09-11-2018
Brian Charles SalcettiSandbox Financial Partners, LLCWells Fargo Advisors Financial Network, LLC09-11-2018
Nathan Richardson Allen IIIWMS Partners, LLCWarisan Capital Management11-13-2018
Randall Charles KochMML Investors Services, LLCW&S Brokerage Services, Inc.06-18-2019
John Caldwell Rast IIILPL Financial LLCVanguard Marketing Corporation07-02-2019
Thomas Gavin FinneganMorgan StanleyVanguard Marketing Corporation02-08-2019
James David BurleighPruco Securities, LLC.VALIC Financial Advisors, Inc.06-06-2019
Sulieman E NurideenPNC InvestmentsVALIC Financial Advisors, Inc.$10003-18-2019
MICHAEL LEVIEL SMITHColiseum Wealth Management, LLCUnited Planners' Financial Services of America A Limited Partner10-18-2018
MARC ANDREW COLUMBOColiseum Wealth Management, LLCUnited Planners' Financial Services of America A Limited Partner10-18-2018
Ziad NseirMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnited Capital Financial Advisers09-10-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.