Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Nicholas FrankosLPL Financial LLCInvestacorp Advisory Services Inc09-18-2019
Andrew Lee BurtonVALIC Financial Advisors, Inc.State Farm VP Management Corp.09-16-2019
Neil GunterHeritage Financial Consultants, LLCVALIC Financial Advisors, LLC09-04-2019
Arun Sardana, Adam Proger, Paul Grambsch, Reilly LoflinRaymond James & Associates, Inc.UBS Financial Services Inc. $99009-03-2019
Michael Keith Fyock Jr.LPL Financial LLCInfinex Investments, Inc.$2509-03-2019
Kevin B. Collison, Christopher Asher, Scott McRoy, Pat CothermanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$67508-30-2019
David Albert UrovskySpire Securities, LLCLincoln Financial Advisors Corporation$10908-27-2019
Summer Gail ParsonsSpire Securities, LLCLincoln Financial Advisors Corporation08-27-2019
David Albert UrovskySpire Securities, LLCLincoln Financial Advisors Corporation$10908-27-2019
Summer Gail ParsonsSpire Securities, LLCLincoln Financial Advisors Corporation08-27-2019
Ralph Edward OsborneGWN Securities Inc.Ameritas Investment Corp.$5008-23-2019
Ralph Edward OsborneGWN Securities Inc.Ameritas Investment Corp.$5008-23-2019
Francis MoranBridgemark Wealth ManagementSunTrust Investment Services, Inc.08-16-2019
Francis MoranBridgemark Wealth ManagementSunTrust Investment Services, Inc.08-16-2019
Howard J. KollerCetera Financial Specialists LLCH.D. Vest Investment Services08-06-2019
Howard J. KollerCetera Financial Specialists LLCH.D. Vest Investment Services08-06-2019
Howard J. KollerCetera Financial Specialists LLCH.D. Vest Investment Services08-06-2019
Laura Warnock CarreraFounders Financial Securities LLCLPL Financial LLC$2508-01-2019
Laura Warnock CarreraFounders Financial Securities LLCLPL Financial LLC$2508-01-2019
Laura Warnock CarreraFounders Financial Securities LLCLPL Financial LLC$2508-01-2019
Kathryn Collings LaingThe Colony Group, LLCU. S. Boston Capital Corporation07-22-2019
Scott Michael GomsakLincoln Financial Advisors CorporationPlanning Solutions Group, LLC07-19-2019
David Alan VangLPL Financial LLCMML Investors Services, LLC07-17-2019
Mariah Kate LightfootLPL Financial LLCMML Investors Services, LLC07-16-2019
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial LLCMML Investors Services, LLC$24507-15-2019
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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