Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathryn Collings LaingThe Colony Group, LLCU. S. Boston Capital Corporation07-22-2019
Scott Michael GomsakLincoln Financial Advisors CorporationPlanning Solutions Group, LLC07-19-2019
David Alan VangLPL Financial LLCMML Investors Services, LLC07-17-2019
Mariah Kate LightfootLPL Financial LLCMML Investors Services, LLC07-16-2019
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial LLCMML Investors Services, LLC$24507-15-2019
Mary Kathleen TroxellTurning Point FinancialCambridge Investment Research, Inc.07-15-2019
Pamela Lee GrimmettSunTrust Investment Services, Inc.PNC Investments07-10-2019
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2506-27-2019
Randall Charles KochMML Investors Services, LLCW&S Brokerage Services, Inc.06-18-2019
Gregory S WillBestgate Wealth Advisors, LLCPark Avenue Securities LLC06-17-2019
Thomas Holden HenryWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.06-14-2019
Joseph George DonigerBrokers International Financial Services, LLC.Pruco Securities, LLC.06-11-2019
James David BurleighPruco Securities, LLC.VALIC Financial Advisors, Inc.06-06-2019
Robert Warren RobertsonCambridge Investment Research, Inc.HD Vest Investment Services$2506-03-2019
David Michael ButlerWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Bradley T CloughSecurities Service Network, LLCJanney Montgomery Scott LLC05-31-2019
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Neetu KohliWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.05-29-2019
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
Brian Patrick FeeleySecurities Service Network, LLCMML Investors Services, LLC05-20-2019
Jeffrey Alexander KeisterJK PWA LLCLPL Financial LLC05-19-2019
Rodney Charles BrewerAllstate Financial Services, LLCBrewer Financial Life Advisors, LLC05-16-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
Jay JohnCalton & Associates, Inc.Capital Financial Services, Inc.05-13-2019
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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