Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ralph Edward OsborneGWN Securities Inc.Ameritas Investment Company, LLC$5008-23-2019
Eduardo Lima CorreaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Patrick Allen HaneyLPL Financial LLCMML Investors Services, LLC08-21-2019
David Brian MillerRBC Capital Markets, LLCUBS Financial Services Inc.08-21-2019
Andrew J. TaylorSecurities America, Inc.Morgan Stanley & Co. LLC08-19-2019
Kenneth Joseph SmithUnited Planners' Financial Services of America A Limited PartnerNationwide Securities, LLC08-19-2019
Frederick Dean StrawserLombard Securities IncorporatedSecurities America, Inc.08-19-2019
Sharon Elizabeth PerdueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-19-2019
Scott William StasnyMML Investors Services, LLCHorace Mann Investors, Inc.08-16-2019
Francis MoranBridgemark Wealth ManagementSunTrust Investment Services, Inc.08-16-2019
Meg P Sheil-PuopoloPurshe Kaplan Sterling InvestmentsFidelity Personal and Workplace Advisors$10008-15-2019
Bennett Reitzel FletcherMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2019
Heajin RohMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2019
Mohammad Said AmerNYLIFE Securities LLCMML Investors Services, LLC08-09-2019
Robin Denise GibbonsVoya Financial Advisors, Inc.MML Investors Services, LLC$1008-07-2019
Howard J. KollerCetera Financial Specialists LLCAvantax Investment Services, Inc.08-06-2019
Jeremy VeresTurning Point FinancialAmeriprise Financial Services, LLC08-06-2019
Zachary Paul VillavicencioMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-06-2019
Darlene Robin CorbinLPL Financial LLCNationwide Securities, LLC08-05-2019
Brandon James MonahanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Ann Lynette TaylorCharles Schwab & Co., Inc.Morgan Stanley08-01-2019
James Patrick Haley IIUnited Planners' Financial Services of America A Limited PartnerNationwide Securities, LLC08-01-2019
Laura Warnock CarreraFounders Financial Securities LLCLPL Financial LLC$2508-01-2019
Robert Heiskell Hill IIIT. Rowe Price Advisory Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Barrett Charles HagenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.