Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Nicholas FrankosLPL Financial LLCInvestacorp, Inc.$10009-18-2019
Andrew Lee BurtonVALIC Financial Advisors, Inc.State Farm VP Management Corp.09-16-2019
Mark Christopher ReisingerPruco Securities, LLC.Allstate Financial Services, LLC$50009-12-2019
Elis PerovicMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2019
David William Kushner Jr.United Planners' Financial Services of America A Limited PartnerNationwide Securities, LLC09-09-2019
Christopher Todd WilhoitLPL Financial LLCKestra Investment Services, LLC$25009-05-2019
William Thomas PainterLPL Financial LLCKestra Investment Services, LLC09-05-2019
Jeremy Christopher MeyerLPL Financial LLCKestra Investment Services, LLC09-05-2019
Jason John BogaczykLPL Financial LLCKestra Investment Services, LLC09-05-2019
Jonathan Wyat GreenwichMML Investors Services, LLCRoyal Alliance Associates, Inc.09-05-2019
Neil GunterVALIC Financial Advisors, LLCHeritage Financial Consultants, LLC$4,00009-04-2019
Arun Sardana, Adam Proger, Paul Grambsch, Reilly LoflinUBS Financial Services Inc. Raymond James & Associates, Inc.$99009-03-2019
Arun SardanaRaymond James & Associates, Inc.UBS Financial Services Inc.$25009-03-2019
Michael Keith Fyock Jr.LPL Financial LLCInfinex Investments, Inc.$25009-03-2019
Paul F. GrambschRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Adam David ProgerRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Reilly LoflinRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Kevin B. Collison, Christopher Asher, Scott McRoy, Pat CothermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$67508-30-2019
Kevin Brent CollisonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-30-2019
Scott Gerhart McRoyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25008-30-2019
Christopher Jonathan AsherAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-30-2019
Kevin Patrick CothermanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Martin KristMML Investors Services, LLCPruco Securities, LLC.08-28-2019
David Albert UrovskySpire Securities, LLCLincoln Financial Advisors Corporation$10908-27-2019
Michael Luther UnderwoodLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-27-2019
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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