Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Howard J. KollerCetera Financial Specialists LLCAvantax Investment Services, Inc.08-06-2019
Anna Clarette N'Jie-KonteDare To Dream Financial PlanningRBC Capital Markets, LLC08-09-2019
William Robert Brown Jr.Edward JonesCitigroup Global Markets Inc.$15007-26-2019
Laura Warnock CarreraFounders Financial Securities LLCLPL Financial LLC$25008-01-2019
David Ralph ClarkHornor, Townsend & Kent, LLCAXA Advisors, LLC07-24-2019
Jonathan C. WangHSBC Securities (USA) Inc.SunTrust Investment Services, Inc.$15007-24-2019
Brandon James MonahanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Frederick Dean StrawserLombard Securities IncorporatedSecurities America, Inc.08-19-2019
Patrick Allen HaneyLPL Financial LLCMML Investors Services, LLC08-21-2019
Joseph H. EvansLPL Financial LLCTriad Advisors LLC07-25-2019
Brian Patrick KuhnLPL Financial LLCPLANNING SOLUTIONS GROUP, LLC$50007-23-2019
Sharon Elizabeth PerdueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-19-2019
Zachary Paul VillavicencioMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-06-2019
Scott William StasnyMML Investors Services, LLCHorace Mann Investors, Inc.08-16-2019
Heajin RohMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2019
Robert LindstromProvision Financial PlanningFinancial Consulate08-21-2019
James David BedrockRaymond James Financial Services, Inc.Alt Fund Distributors LLC07-30-2019
David Brian MillerRBC Capital Markets, LLCUBS Financial Services Inc.$15008-21-2019
Victor Manuel SantiagoStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2019
Robert Heiskell Hill IIIT. Rowe Price Advisory Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Kathryn Collings LaingThe Colony Group, LLCU. S. Boston Capital Corporation07-22-2019
Kurt August LalomiaTurning Point FinancialCambridge Investment Research, Inc.07-24-2019
Jason Michael TopperTurning Point FinancialCambridge Investment Research, Inc.07-23-2019
James Patrick Haley IIUnited Planners' Financial Services of America A Limited PartnerNationwide Securities, LLC08-01-2019
Robin Denise GibbonsVoya Financial Advisors, Inc.MML Investors Services, LLC$10008-07-2019
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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