Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Todd PickettBlue Anchor Capital ManagementHayden Royal11-14-2019
Edward Louis NeveleffENRoute Wealth Management, LLCCUNA Brokerage Services, Inc.11-13-2019
Allie Lynnette Gamble-TaylorJanney Montgomery Scott LLCRaymond James Financial Services, Inc.$10011-12-2019
Pace Roy KessenichBrightside Advisory Partners, LLCWMS Partners, LLC11-12-2019
Abigail Caso HolmesBrightside Advisory Partners, LLCWMS Partners, LLC11-12-2019
Steven John Deboy Jr.LPL Financial LLCJanney Montgomery Scott LLC11-12-2019
Howard Dixon Ulmer IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-11-2019
William Osborne EitzeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-11-2019
Kerry Wayne HemphillWells Fargo Advisors Financial Network, LLCRoyal Alliance Associates, Inc.11-11-2019
Jason M. HardestyMML Investors Services, LLCAXA Advisors, LLC11-07-2019
Nicole Lee CaringalLPL Financial LLCRaymond James Financial Services Advisors, Inc11-07-2019
Jason Edward MessineoWells Fargo Advisors Financial Network, LLCEdward Jones$10011-01-2019
Clark James KlineMorgan StanleyUBS Financial Services Inc.11-01-2019
Hallie Page LeeUBS Financial Services Inc.Guggenheim Funds Distributors, LLC11-01-2019
David Michael GreenleighLGG FinancialWells Fargo Advisors Financial Network, LLC10-31-2019
Nazzareno Henry SpurioPruco Securities, LLC.Purshe Kaplan Sterling Investments10-29-2019
Thomas Martin BlackBrown Advisory Securities, LLCMorgan Stanley10-24-2019
Matthew Donald SpeddenPruco Securities, LLC.NYLIFE Securities LLC$15010-23-2019
Sheila Denise StinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPathstone10-23-2019
John A. Henderson IIILincoln Financial Advisors CorporationVoya Financial Advisors, Inc.$10010-21-2019
Frederick Scott LoweLPL Financial LLCCetera Advisors LLC$25010-21-2019
Brandon MyersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Ashley E. SowersCWM, LLCFirst Command Financial Planning, Inc.10-21-2019
Benjamin Thomas GallowayGreenspring Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
Christopher Ozazewski, Elizabeth Plunkett, Eric DeckerWells Fargo Clearing Services, LLCJanney Montgomery Scott$38010-17-2019
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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