Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Alphonse PoulinLPL Financial LLCCetera Advisors LLC$1008-23-2019
Donald Alphonse PoulinLPL Financial LLCCetera Advisors LLC$1008-23-2019
Ryan Sean WilletteLPL Financial LLCMorgan Stanley07-26-2019
Timothy Arthur O'HalloranBlue Point Financial, Inc.Equity Services, Inc.06-04-2019
Justin T. BeauregardBlue Point Financial, Inc.Equity Services, Inc.06-04-2019
John Peter O'BrienAmeriprise Financial Services, Inc.HD Vest Investment Services04-26-2019
Jennifer Ada UwaechiaInvestacorp, Inc.Bankers Life Securities, Inc.04-08-2019
Timothy Wurts WoodhouseAries Wealth Management, LLCCribstone Capital Management, LLC03-06-2019
Daniel Joseph DoughertyAmeriprise Financial Services, Inc.Edward Jones$1003-01-2019
Richard Miller NickersonEagle Financial StrategiesLPL Financial LLC02-15-2019
Nathan Allen A. FreemanRaymond James Financial Services, Inc.UBS Financial Services Inc.$2501-25-2019
David Bruce MurrayVoya Financial Advisors, Inc.DaVinci Capital Management, Inc.01-23-2019
Bryce KronkCommonwealth Financial NetworkEdward Jones$15001-18-2019
Ralph Good, James NylundSteward PartnersWells Fargo Advisors$20001-17-2019
Adam DunbarSteward PartnersWells Fargo Advisors$13801-17-2019
Kevin Patrick BellMoney Concepts Capital CorpPruco Securities, LLC.01-15-2019
Justin HolmesPruco Securities, LLC.Principal Securities, Inc.12-11-2018
Gregory S. EastmanSummit Brokerage Services, Inc.Questar Capital Corporation12-06-2018
Griffin James GribbelMorgan StanleyNational Financial Services LLC11-20-2018
Ronald McArdleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Eldon Floyd LawrenceRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ronald Arlen Kofstad Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Alexander TimpsonAmeriprise Financial Services, Inc.Wells Fargo Advisors$23210-12-2018
Alexander TimpsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15010-12-2018
Anthony John SitarasVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2018
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Showing 1 to 25 of 282 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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