Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael S. ScottTD Ameritrade Investment Management, LLCEdward Jones04-13-2020
Beth Marie FrataliaFidelity Brokerage Services LLCF L Putnam Investment Management Co.03-17-2020
Daniel Richard GueretteFortune Financial Services, Inc.Royal Alliance Associates, Inc.03-13-2020
Warren Charles SpencerAmeriprise Financial Services, LLCKovack Advisors, Inc.$2501-31-2020
Hollis C Tedford IVBankers Life Securities, Inc.Pruco Securities, LLC.01-17-2020
Kimberly Lynn VolkMaine Advisory Associates, Inc.Aurora Financial Group, LLC01-17-2020
David Issac StecklerPFS Investments Inc.PFS Investments Inc.01-16-2020
Kaitlyn Ella IrelandCetera Investment Services LLCKey Investment Services LLC11-15-2019
Robert Charles FreeseGibson Financial Solutions, Inc.Morgan Stanley11-15-2019
Eric BakerMeans Wealth ManagementLPL Financial LLC11-13-2019
Mariah Robinson SimardAmeriprise Financial Services, LLCCommonwealth Financial Network11-07-2019
Matthew Thomas SimardAmeriprise Financial Services, LLCCommonwealth Financial Network11-05-2019
Christopher R MarshallSecurities America, Inc.Avantax Advisory Services$1010-31-2019
Steven Scott SmithInfinex Investments, Inc.People's United Advisors, Inc.10-25-2019
Heather Ann LevasseurCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$5009-30-2019
Eric C DexterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00009-27-2019
Gail M LegerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10009-27-2019
Alexander I MillsMML Investors Services, LLCEdward Jones09-13-2019
Odette Suzanne ThurstonHeadInvestCribstone Capital Management, LLC09-13-2019
Leah Marie BartleyMorgan StanleyVALIC Financial Advisors, Inc.09-09-2019
Donald Alphonse PoulinLPL Financial LLCCetera Advisors LLC$1008-23-2019
Ryan Sean WilletteLPL Financial LLCMorgan Stanley07-26-2019
Michael Adam ClearyLPL Financial LLCEdward Jones06-13-2019
Timothy Arthur O'HalloranBlue Point Financial, Inc.Equity Services, Inc.$5006-04-2019
Justin T. BeauregardBlue Point Financial, Inc.Equity Services, Inc.06-04-2019
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Showing 1 to 25 of 447 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.