Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Michael MeansMeans Wealth ManagementAdvantage Investment Management, LLC01-20-2017
Joshua Gregory RentLPL Financial LLCAmeriprise Financial Services, Inc.$5005-09-2018
Meredith Anne LyonUnited Planners' Financial Services of America A Limited PartnerAmeriprise Financial Services, Inc.06-09-2017
Eric David FarnsworthKey Investment Services LLCAmeriprise Financial Services, Inc.02-24-2016
Richard Guy HammondVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.$5001-14-2016
Lynette G. McLaughlinVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.01-14-2016
Scott Upham, Odette Galli, John DuffyDynasty Financial PartnersAmeriprise Financial Services, Inc.$42505-01-2015
Sean Alan HusseyKovack Securities Inc.Ameriprise Financial Services, Inc.04-20-2015
Andrew Elliot BurnsKey Investment Services LLCAmeriprise Financial Services, Inc.03-26-2012
Thomas Owen ShepardLPL Financial LLCAmeriprise Financial Services, Inc.12-21-2011
William Mcpherson Browning IIIKey Investment Services LLCAmeriprise Financial Services, Inc.10-12-2009
Jason John GauthierCambridge Investment Research, Inc.Ameritas Investment Corp.08-13-2018
Brian Philip MorinCambridge Investment Research, Inc.Ameritas Investment Corp.08-13-2018
Scott Everett WhytockAugust Wealth Management, L.L.C.Aurora Financial Group, LLC03-04-2011
Jonathan Robert SingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
Carlo Martin ZanoniMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Trent Jared CunninghamKey Investment Services LLCBanc of America Investment Services, Inc.05-04-2009
Jennifer Ada UwaechiaInvestacorp, Inc.Bankers Life Securities, Inc.04-08-2019
Gail Anne FrongilloMorgan StanleyBB&T Securities, LLC09-02-2014
Thomas Mckeen CattellMerrill Lynch, Pierce, Fenner & Smith IncorporatedBlack Point Capital Management05-15-2015
David Michael SmithRobinson Smith Wealth Advisors, LLCBlackRock Investments, LLC03-05-2013
Claude Robert PerrierHarpswell Capital Advisors, LLCBMO Family Office, LLC02-03-2016
Patricia BarnesMaine Advisory Associates, Inc.Cadaret, Grant & Co., Inc.01-02-2015
Craig Anthony StevensMaine Center for Wealth Management, LLCCadaret, Grant & Co., Inc.01-02-2015
Craig Drisko WorcesterMML Investors Services, LLCCantella & Co., Inc.06-13-2018
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Showing 1 to 25 of 285 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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