Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Michael BlaisdellCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Bryce KronkCommonwealth Financial NetworkEdward Jones$15001-18-2019
John Philip Zinn Jr.Commonwealth Financial NetworkWells Fargo Clearing Services, LLC$10009-28-2018
Sarah Jane HalpinCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$15009-28-2018
Norman Lee HartCommonwealth Financial NetworkCetera Advisors LLC11-28-2016
John R OmalleyCommonwealth Financial NetworkAvantax Investment Services, Inc.10-23-2015
Stephen Bruce StroutCommonwealth Financial NetworkAmeriprise Financial Services, LLC09-18-2015
Matthew Payne CarrCommonwealth Financial NetworkMorgan Stanley$2501-16-2015
Sheila Sosnowy MenairCommonwealth Financial NetworkKey Investment Services LLC01-02-2014
Mary Ruth BennettCommonwealth Financial NetworkMorgan Stanley07-23-2012
Brian Robert PrichardCommonwealth Financial NetworkMorgan Stanley$5007-20-2012
Christopher Thomas DoughertyCommonwealth Financial NetworkMorgan Stanley07-20-2012
Megan Stevenson BourqueCommonwealth Financial NetworkEdward Jones04-18-2012
Brian Timothy BeaulieuCommonwealth Financial NetworkCentaurus Financial, Inc.03-02-2012
David Bruce MurrayCommonwealth Financial NetworkDaVinci Capital Management, Inc.07-28-2011
James Peter KosCommonwealth Financial NetworkInvestors Capital Corp.05-19-2011
Daniel Antonino SpartaCommonwealth Financial NetworkTD Wealth Management Services Inc.03-18-2010
Matthew Thomas SimardCommonwealth Financial NetworkTD Wealth Management Services Inc.01-04-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.