Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Henry Logan JrKey Investment Services LLCCitizens Securities, Inc.06-27-2018
Jane Theresa WilliamsKey Investment Services LLCCitizens Securities, Inc.07-17-2017
Nolan Jay LovellKey Investment Services LLCUnited Planners' Financial Services of America A Limited Partner06-23-2017
Claire Denise EmeryKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2016
Eric David FarnsworthKey Investment Services LLCAmeriprise Financial Services, LLC02-24-2016
Stephanie A. GallinaKey Investment Services LLCM&T Securities, Inc.07-08-2015
Michael A. PerryKey Investment Services LLCSignator Investors, Inc.09-16-2013
Andrew Elliot BurnsKey Investment Services LLCAmeriprise Financial Services, LLC03-26-2012
Nathan David StewartKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2011
Charles Ralph White Jr.Key Investment Services LLCGWFS Equities, Inc.08-08-2011
Cathy Lynn RumeryKey Investment Services LLCPeople's Securities, Inc.07-22-2011
John Joseph Stanton IIIKey Investment Services LLCPNC Investments05-25-2011
Jeffrey Peter TevanianKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2010
William Mcpherson Browning IIIKey Investment Services LLCAmeriprise Financial Services, LLC10-12-2009
David Paul DoaneKey Investment Services LLCBanc of America Investment Services, Inc.07-31-2009
Trent Jared CunninghamKey Investment Services LLCBanc of America Investment Services, Inc.05-04-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.