Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gus C. Panos, Jason L. Firek, John G. Gaynor, Jennifer J. Pulcini Raymond JamesMerrill Lynch$41904-15-2019
Robert HenryStifel Nicolaus & Co.Wells Fargo Advisors$6303-29-2019
John Schindler, Jeffrey Davies, Scott Bennett, Chuck Phillipson, Christian Allen, Austin FarahRaymond JamesUBS Financial Services$73802-25-2019
Timothy DijakAmeriprise FinancialRaymond James$13911-19-2018
Rick Hueter, Todd WinterStifel Nicolaus & Co.Wells Fargo Advisors$40811-16-2018
Bob RubarthStifel Nicolaus & Co.Raymond James$5411-12-2018
Eugene Bosart, Brad Bosart, Robert Bosart, Joe Moynihan, and Maddalena ParksRBC Wealth ManagementWells Fargo Advisors$1,40010-17-2018
James MelstromRaymond JamesUBS Financial Services$11010-01-2018
Barbara PaneralRobert W. Baird & Co.Wells Fargo Advisors$11209-07-2018
Mike Anderson, Ted KorodanStifel Nicolaus & Co.Wells Fargo Advisors$16808-27-2018
Craig BraunStifel Nicolaus & Co.Ameriprise Financial$8208-10-2018
Shelly SchudlichStifel Nicolaus & Co.Oppenheimer$8607-16-2018
Karla Olson-Bellfi, Thai-Vi Pham, Omer Bellfi Robert W. Baird & Co.Wells Fargo Advisors$47505-23-2018
John Mathey, Dan Mirabella Robert W. Baird & Co.Wells Fargo Advisors$30505-23-2018
Tom Anderton, Ryan Howard LPL FinancialOppenheimer$23004-26-2018
Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason GravesRaymond JamesWells Fargo Advisors$30004-18-2018
Scott Morrison, Matthew Nordmann, Michael NordmannSecurities AmericaInvest Financial$12004-10-2018
Tony LaJeunesse, Michelle LaFuente, Erin WozniakCommonwealth Financial NetworkLPL Financial$18003-15-2018
Matthew Buikema, Michael Oursler, Travis MorseJanney Montgomery ScottRaymond James$20003-05-2018
Matthew Buikema, Michael Oursler, Travis MorseRaymond JamesRaymond James$20003-02-2018
Tom Hankins, Jay LauzonStifel Nicolaus & Co.Ameriprise Financial$19701-17-2018
Dathan LumpkinsWells Fargo AdvisorsJPMorgan Chase & Co.$11101-12-2018
Keith Holzwarth, Angelo Panoff, Michael Hall Stifel Nicolaus & Co.Wells Fargo Advisors$25012-11-2017
Marvin AndringaSignator InvestorsRoyal Securities Company$1,10007-12-2017
Brian Meulebrouck, George AndresUBS Financial ServicesBank of America Merrill Lynch$22007-12-2017
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Showing 1 to 25 of 97 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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