Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfonzo Credit IICUSO Financial Services, L.P.The Huntington Investment Company$15010-06-2020
Timothy John MaurerLPL Financial LLCRoyal Alliance Associates, Inc.10-05-2020
Brian Scott EdgarWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-01-2020
John Joseph Mazzarella JrFifth Third Securities, Inc.Citizens Securities, Inc.09-28-2020
Matthew S SaltzgaberLPL Financial LLCFSC Securities Corporation09-25-2020
Samuel R FelixMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-25-2020
Santo BlumkeFifth Third Securities, Inc.The Huntington Investment Company09-24-2020
Joseph Parker DegeorgeAdvisory Advocates LLCInvestment Consulting Group Inc09-24-2020
Kipatrick John MrkvaGainplan LLCLPL Financial LLC09-22-2020
Paul Elmer TownsendJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00009-21-2020
Brett Michael ReardonCAPTRUSTPlante Moran Financial Advisors09-21-2020
Michael William BarberMorgan StanleyUBS Financial Services Inc.09-17-2020
Thomas M BlowerAction Point Financial Planning, LLCStrategies Wealth Advisors, LLC09-15-2020
Michelle M McEwenLPL Financial LLCCUSO Financial Services, L.P.09-15-2020
Mark Patrick HarrieCambridge Investment Research, Inc.Cetera Investment Services LLC09-14-2020
James Anthony ParrellySB Advisory, LLCInvestment Planners, Inc.09-11-2020
Anthony Thomas RecklingAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC09-11-2020
James Clark StandishStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-08-2020
Ryan Kenneth StevensAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00009-04-2020
David Claude RobertsVIMA, LLCFinancial Strategies Group, Inc09-03-2020
Joel Michael MichalekLPL Financial LLCCitizens Securities, Inc.09-03-2020
Brett R BurzaCambridge Investment Research, Inc.Raymond James & Associates, Inc.09-03-2020
Megan Elizabeth BarjonMorgan StanleyWells Fargo Clearing Services, LLC09-02-2020
Ernest James RoweParkland Securities, LLCSecurities America, Inc.09-01-2020
Kyle Dean WhippleAE Wealth Management, LLCKalos Management09-01-2020
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Showing 1 to 25 of 3,304 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.