Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Robert ElgerParkland Securities, LLCSecurities America, Inc.$5005-01-2020
Brian M. SitesFinancial Engines Advisors L.L.C.Fidelity Personal and Workplace Advisors04-17-2020
James Mcgregor CarrComerica SecuritiesWells Fargo Clearing Services, LLC04-10-2020
Brennan Vincent KrengelCetera Investment Services LLCComerica Securities$2504-09-2020
Joseph Michael DeschryverLPL Financial LLCAvantax Investment Services, Inc.04-09-2020
Jeffrey S. LightNYLIFE Securities LLCRoyal Alliance Associates, Inc.04-09-2020
Kevin David MeyerRaymond James & Associates, Inc.OneAmerica Securities, Inc.04-06-2020
Matthew Raymond DoeringVIMA, LLCThurston Springer Financial04-06-2020
Justin Michael MohrFidelity Brokerage Services LLCInfinex Investments, Inc.04-03-2020
Adam B GordonPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC04-01-2020
Thomas D. PerronePruco Securities, LLC.MML Investors Services, LLC03-30-2020
James Wesley CreamerPruco Securities, LLC.MML Investors Services, LLC$2503-30-2020
James Charles MackLPL Financial LLCAmeriprise Financial Services, LLC$2503-27-2020
Marc Harold EdwardsLPL Financial LLCAmeriprise Financial Services, LLC$5003-27-2020
Kevin Jordan CampbellUSA Financial Securities CorporationChange Path LLC03-26-2020
Jensen Phillip PostemaAdvisory Alpha, LLCEdward Jones03-26-2020
Ruthann Cantile KraghThe O.N. Equity Sales CompanyThrivent Investment Management Inc.03-23-2020
Allan James NicolowPFS Investments Inc.Horace Mann Investors, Inc.03-20-2020
Andrew MartinFifth Third Securities, Inc.Infinex Investments, Inc.03-19-2020
Matthew GarofaloFidelity Brokerage Services LLCUBS Financial Services Inc.03-17-2020
Mustafa SavliwalaPruco Securities, LLC.AXA Advisors, LLC03-16-2020
James Edward BuchheitSPCSachs Investment Group03-13-2020
Sean LynchCUSO Financial Services, L.P.The O.N. Equity Sales Company03-10-2020
Ryder J. StaggPruco Securities, LLC.J.P. Morgan Securities LLC03-10-2020
Nameer Wisam HannaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquity Services, Inc.03-10-2020
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Showing 1 to 25 of 5,441 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.