Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leif Eric PetersonRoyal Alliance Associates, Inc.1st Global Capital Corp.01-22-2013
Mark Allen VeenstraLPL Financial LLC1st Global Capital Corp.09-27-2010
George Malcolm Gardner Jr.LPL Financial LLC1st Global Capital Corp.09-27-2010
James Walter MichnerLPL Financial LLC1st Global Capital Corp.09-27-2010
William James BassowMorgan Stanley1st Global Capital Corp.$5003-15-2010
Daniel Scott De WittAmeriprise Financial Services, LLC1st Global Capital Corp.01-19-2010
Jack Gary Hendon Jr.Ameriprise Financial Services, LLC1st Global Capital Corp.12-23-2009
Randal Jay FilbrandtAmeriprise Financial Services, LLC1st Global Capital Corp.12-23-2009
Albert Pingree Herzog III401K GPS401 (K) Gps, Inc.$10012-03-2013
Michael Robert Chechel Jr.401K GPS401 (K) Gps, Inc.12-03-2013
Adam R. Kulesza401K GPS401 (K) Gps, Inc.$2512-03-2013
James A. Plaskey Jr.Private Client Services, LLC401K GPS06-01-2017
Matthew Lee PerkinsSentinel Pension Advisors IncABG PORTFOLIO STRATEGIES, INC.01-02-2020
Kevin H LeungSentinel Pension Advisors IncABG PORTFOLIO STRATEGIES, INC.01-02-2020
Brian RaymondSentinel Pension Advisors IncABG PORTFOLIO STRATEGIES, INC.01-02-2020
Lawrence Brian RaymondSentinel Securities, Inc.ABG PORTFOLIO STRATEGIES, INC.$15001-02-2020
Lucinda Jane ShairLucy Shair FinancialAction Point Financial Planning, LLC02-12-2019
Robert Joseph Ellinger IIIAction Point Retirement Group LLCAction Point Financial Planning, LLC11-30-2018
Benjamin Mark Ver WysAction Point Financial Planning, LLCAction Point Financial Planning, LLC03-08-2016
Aaron Mathew WassenaarAction Point Retirement Group LLCAction Point Financial Planning, LLC11-25-2015
Timothy John McCormackSigma Financial CorporationAdirondack Trading Group LLC11-11-2015
Gregg Gerard PanskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.$15005-20-2016
Amy Marie DowlingCommonwealth Financial NetworkAdvance Capital Services, Inc.10-18-2013
Kimberly Louise JamiesonTD Ameritrade, Inc.Advance Capital Services, Inc.09-16-2013
Jeffrey Byron BelmonteSummitView AdvisorsAdvanced Asset Management L.L.C.04-06-2018
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Showing 1 to 25 of 5,441 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.