Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leif Eric PetersonRoyal Alliance Associates, Inc.1st Global Capital Corp.01-22-2013
Daniel Bert OMealeyLPL Financial LLC1st Global Capital Corp.$10009-27-2010
Daniel Scott De WittAmeriprise Financial Services, LLC1st Global Capital Corp.01-19-2010
Jack Gary Hendon JrAmeriprise Financial Services, LLC1st Global Capital Corp.12-23-2009
James A Plaskey JrPrivate Client Services, LLC401K GPS06-01-2017
Scott Metzner Thomas AndisonStifel, Nicolaus & Company, IncorporatedA.G. Edwards & Sons06-10-2010
Lawrence Brian RaymondSentinel Securities, Inc.ABG PORTFOLIO STRATEGIES, INC.$15001-02-2020
Matthew Lee PerkinsSentinel Pension Advisors IncABG PORTFOLIO STRATEGIES, INC.01-02-2020
Kevin H LeungSentinel Pension Advisors IncABG PORTFOLIO STRATEGIES, INC.01-02-2020
Brian RaymondSentinel Pension Advisors IncABG PORTFOLIO STRATEGIES, INC.01-02-2020
Craig Allen WagenschutzEdward JonesAccelerated Wealth Advisors LLC01-19-2018
Aaron Mathew WassenaarAction Point Retirement Group LLCAction Point Financial Planning, LLC11-25-2015
Robert Joseph Ellinger IIICambridge Investment Research Advisors, Inc.Action Point Retirement Group LLC07-20-2020
Timothy John McCormackSigma Financial CorporationAdirondack Trading Group LLC11-11-2015
John Brenner PelonATS Capital AdvisorsAdvance Capital Management Inc10-05-2019
Amy Marie DowlingCommonwealth Financial NetworkAdvance Capital Services, Inc.10-18-2013
Jeffrey Byron BelmonteSummitView AdvisorsAdvanced Asset Management L.L.C.04-06-2018
Christopher Thomas SauveCommonwealth Financial NetworkAdvantage Investment Management, LLC$1002-22-2019
Erin Michelle WozniakCommonwealth Financial NetworkAdvantage Investment Management, LLC$1,00005-15-2018
Charles Edward DabrowskiPalatine Hill Wealth ManagementAdvisory Services Network10-01-2019
James Michael HouslerPalatine Hill Wealth ManagementAdvisory Services Network10-01-2019
Michael Thomas BakerAdvisory Alpha, LLCAdvosion01-10-2019
Tyler Danielle CurleyDahring | CusmanoAE Wealth Management, LLC07-23-2020
Charles Vincent BelfioriAmeriprise Financial Services, LLCAffiliated Advisors, Inc.04-11-2014
Joseph G SakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.10-22-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.