Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leif Eric PetersonRoyal Alliance Associates, Inc.1st Global Capital Corp.$101-22-2013
Daniel Bert O'MealeyDB & C Advisors, LLC1st Global Capital Corp.04-14-2011
George Malcolm Gardner Jr.LPL Financial LLC1st Global Capital Corp.09-27-2010
James Walter MichnerLPL Financial LLC1st Global Capital Corp.09-27-2010
Mark Allen VeenstraLPL Financial LLC1st Global Capital Corp.09-27-2010
William James BassowMorgan Stanley1st Global Capital Corp.03-15-2010
Daniel Scott De WittAmeriprise Financial Services, Inc.1st Global Capital Corp.$5001-19-2010
Jack Gary Hendon Jr.Ameriprise Financial Services, Inc.1st Global Capital Corp.12-23-2009
Randal Jay FilbrandtAmeriprise Financial Services, Inc.1st Global Capital Corp.$15012-23-2009
Deborah Ann SwansonSigma Financial Corporation360 Wealth Management, LLC$108-25-2014
Adam R Kulesza401K Gps401 (K) Gps, Inc.12-03-2013
Albert Pingree Herzog III401K Gps401 (K) Gps, Inc.12-03-2013
Michael Robert Chechel Jr.401K Gps401 (K) Gps, Inc.12-03-2013
Scott Metzner, Thomas AndisonStifel Nicolaus & Co.A.G. Edwards & Sons06-10-2010
Frank John AlbanoParkland Securities, LLCAcorn Wealth Advisors, LLC08-04-2017
Aaron Mathew WassenaarAction Point Retirement Group LLCAction Point Financial Planning, LLC11-25-2015
Timothy John MccormackSigma Financial CorporationAdirondack Trading Group LLC11-11-2015
Gregg Gerard Panski IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.05-20-2016
Amy Marie DowlingCommonwealth Financial NetworkAdvance Capital Services, Inc.10-18-2013
Jeffrey Byron BelmonteSummitView AdvisorsAdvanced Asset Management L.L.C.04-06-2018
Charles Vincent BelfioriAmeriprise Financial Services, Inc.Affiliated Advisors, Inc.$2504-11-2014
Joseph G SakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.10-22-2012
Jay Julius Peitsch IIPNC InvestmentsAllied Beacon Partners, Inc.09-09-2013
John Alexander OgrodnickPruco Securities, LLC.Allstate Financial Services, LLC02-01-2018
Brent Kristopher McnittPruco Securities, LLC.Allstate Financial Services, LLC$101-05-2018
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Showing 1 to 25 of 4,054 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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