Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam R Kulesza401K Gps401 (K) Gps, Inc.12-03-2013
Albert Pingree Herzog III401K Gps401 (K) Gps, Inc.12-03-2013
Michael Robert Chechel Jr.401K Gps401 (K) Gps, Inc.12-03-2013
Lawrence Eliot Zimbler4Square Advisory Services, Inc.Ridgeway Conger Advisory Services06-23-2015
Adam Michael BlockiA Smarter Way to Invest, Inc.Sigma Financial Corporation08-02-2017
James Edward Slater IIAbbit Management CorpPNC Funds Distributor, LLC06-01-2012
Michael Fayette FarnsworthAcorn Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-11-2014
Benjamin Mark VerwysAction Point Financial Planning, LLCOppenheimer & Co. Inc.10-09-2014
Aaron Mathew WassenaarAction Point Financial Planning, LLCOppenheimer & Co. Inc.09-18-2014
Aaron Mathew WassenaarAction Point Retirement Group LLCAction Point Financial Planning, LLC11-25-2015
Kimberly Louise JamiesonAdvance Capital Services, Inc.Pruco Securities, LLC.02-11-2013
Kurt William MearsAdvance Capital Services, Inc.Wells Fargo Clearing Services, LLC04-15-2010
Jeffrey Byron BelmonteAdvanced Asset Management L.L.C.Commonwealth Financial Network05-06-2015
Eric James OlwertAdvisory Services NetworkSigma Financial Corporation07-01-2015
Rodger Raymond WolffAdvisory Services NetworkSigma Financial Corporation07-01-2015
Colin Jay OverwegAdvize Wealth ManagementWaddell & Reed06-11-2018
Adam Robert FreundAE Wealth Management, LLCCitizens Securities, Inc.06-16-2017
Phillip Paul PutneyAFS Wealth Management, LLCBrookstone Capital Management LLC06-01-2017
Nicholas Justin DickinsonAllstate Financial Services, LLCInvestment Professionals, Inc.$15007-13-2018
Darrell Allen MclaughlinAllstate Financial Services, LLCParkland Securities, LLC$102-09-2018
Robert Bryan BurkeyAllstate Financial Services, LLCPruco Securities, LLC.$2508-18-2017
David Allen BogartAllstate Financial Services, LLCSpectrum Financial Resources05-08-2017
John Alexander OgrodnickAllstate Financial Services, LLCSummit Brokerage Services, Inc.11-11-2016
Robert Joseph LaneyAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-04-2016
Randy Lee WalkerAllstate Financial Services, LLCPruco Securities, LLC.05-16-2016
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Showing 1 to 25 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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