Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Pingree Herzog III401K GPS401 (K) Gps, Inc.$10012-03-2013
Michael Robert Chechel Jr.401K GPS401 (K) Gps, Inc.12-03-2013
Adam R. Kulesza401K GPS401 (K) Gps, Inc.$2512-03-2013
William Joseph Stone46 and 2 Investment Advisors, LLCPlante Moran Financial Advisors12-20-2013
Lawrence Eliot Zimbler4Square Advisory Services, Inc.Ridgeway & Conger, Inc.06-23-2015
Kenneth Charles ZehnderA B L E Wealth Management Solutions LLCWaddell & Reed03-28-2019
Adam Michael BlockiA Smarter Way to Invest, Inc.Sigma Financial Corporation08-02-2017
James Edward Slater IIAbbit Management CorpForeside Distrbution Solutions, LLC06-01-2012
Tarek Mustapha AbouljoudAbram Asset ManagementAZA Capital Management01-01-2010
John Patrick StelmanAcorn Wealth Advisors, LLCCambridge Investment Research, Inc.07-11-2018
John K BleyaertAcorn Wealth Advisors, LLCLJPR FINANCIAL ADVISORS02-22-2016
Steven Charles BlissAcorn Wealth Advisors, LLCAmeriprise Financial Services, LLC$105-21-2014
Andrew John-Garrett MitchellAction Point Financial Planning, LLCNYLIFE Securities LLC01-23-2019
Benjamin Mark Ver WysAction Point Financial Planning, LLCAction Point Financial Planning, LLC03-08-2016
Benjamin Mark Ver WysAction Point Financial Planning, LLCOppenheimer & Co. Inc.$1010-09-2014
Aaron Mathew WassenaarAction Point Financial Planning, LLCOppenheimer & Co. Inc.09-18-2014
Robert Joseph Ellinger IIIAction Point Retirement Group LLCAction Point Financial Planning, LLC11-30-2018
Aaron Mathew WassenaarAction Point Retirement Group LLCAction Point Financial Planning, LLC11-25-2015
James Joseph WalshAdvance Capital Management IncZhang Financial12-05-2017
Kimberly Louise JamiesonAdvance Capital Services, Inc.Pruco Securities, LLC.02-11-2013
Kurt William MearsAdvance Capital Services, Inc.Wells Fargo Clearing Services, LLC04-15-2010
Thaddeus Dwight PhelpsAdvance Wealth Management Service, LLCAmeriprise Financial Services, LLC05-13-2019
Jeffrey Byron BelmonteAdvanced Asset Management L.L.C.Commonwealth Financial Network05-06-2015
Gabriel Allen JonesAdvanced Asset Management L.L.C.NAUTILUS FINANCIAL LLC05-08-2014
Jensen Phillip PostemaAdvisory Alpha, LLCEdward Jones03-26-2020
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Showing 1 to 25 of 5,441 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.