Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph Stone46 and 2 Investment Advisors, LLCPlante Moran Financial Advisors12-20-2013
Lawrence Eliot Zimbler4Square Advisory Services, Inc.Ridgeway & Conger, Inc.06-23-2015
Kenneth Charles ZehnderA B L E Wealth Management Solutions LLCWaddell & Reed03-28-2019
Adam Michael BlockiA Smarter Way to Invest, Inc.Sigma Financial Corporation08-02-2017
James Edward Slater IIAbbit Management CorpPNC Funds Distributor, LLC06-01-2012
Tarek Mustapha AbouljoudAbram Asset ManagementAZA Capital Management01-01-2010
John K BleyaertAcorn Wealth Advisors, LLCLJPR FINANCIAL ADVISORS02-22-2016
Michael Fayette FarnsworthAcorn Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-11-2014
Andrew John-Garrett MitchellAction Point Financial Planning, LLCNYLIFE Securities LLC01-23-2019
Robert Joseph Ellinger IIIAction Point Retirement Group LLCAction Point Financial Planning, LLC11-30-2018
Aaron Mathew WassenaarAction Point Retirement Group LLCAction Point Financial Planning, LLC11-25-2015
Thaddeus Dwight PhelpsAdvance Wealth Management Service, LLCAmeriprise Financial Services, Inc.05-13-2019
Gabriel Allen JonesAdvanced Asset Management L.L.C.NAUTILUS FINANCIAL LLC05-08-2014
Michael Anthony NowakAdvisory Services NetworkHARBINGER ASSET MANAGEMENT, LLC03-23-2016
Ryan J SnyderAdvisory Services NetworkHARBINGER ASSET MANAGEMENT, LLC03-23-2016
Ginny Sue DellAdvisory Services NetworkHARBINGER ASSET MANAGEMENT, LLC03-22-2016
Rodger Raymond WolffAdvisory Services NetworkSigma Financial Corporation07-01-2015
Eric James OlwertAdvisory Services NetworkSigma Financial Corporation07-01-2015
Colin Jay OverwegAdvize Wealth ManagementWaddell & Reed06-11-2018
Phillip Paul PutneyAFS Wealth Management, LLCBrookstone Capital Management LLC06-01-2017
Nicholas Adam BourAgile Wealth LLCWealth Watch Advisors, LLC05-08-2019
John Raymond OliverAgile Wealth LLCExecutive Wealth Management, LLC04-26-2019
Nicholas Justin DickinsonAllstate Financial Services, LLCInvestment Professionals, Inc.$15007-13-2018
Darrell Allen McLaughlinAllstate Financial Services, LLCParkland Securities, LLC02-09-2018
Robert Bryan BurkeyAllstate Financial Services, LLCPruco Securities, LLC.$2508-18-2017
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Showing 1 to 25 of 3,051 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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