Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Tyler TynesSigma Financial CorporationHantz Financial Services, Inc.01-01-2009
Drew Anthony RomeoMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Mark Allen MillerMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Mark Philip SchmidtMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Richard Dean GurchakMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Zachary Daniel DoxtaterMutual Service CorporationEdward Jones01-01-2009
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
James Matthew CrawfordINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Paul William SniderLPL Financial LLCRobert W. Baird & Co. Incorporated01-02-2009
Benjamin Mark VerwysOppenheimer & Co. Inc.Natcity Investments, Inc.01-05-2009
John Sumner ReinhartSigma Financial CorporationOppenheimer & Co. Inc.01-05-2009
Ronald Mathew ShmyrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$101-05-2009
Brad Allen WoodsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC01-06-2009
Patrick M HowellSigma Financial CorporationNational Planning Corporation01-06-2009
Alan Eugene WatsonParkland Securities, LLCProEquities, Inc.$2501-08-2009
Jeffrey Len BabiszAllstate Financial Services, LLCState Farm VP Management Corp.$101-12-2009
Manuel R FrancoSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$101-12-2009
Richard Chester ZientarskiPlanMember Securities CorporationNational Planning Corporation01-12-2009
Jeffrey BuczekSigma Financial CorporationRoyal Alliance Associates, Inc.$101-13-2009
Jimm F WhiteVoya Financial Advisors, Inc.GunnAllen Financial, Inc$101-13-2009
Troy Robert MoultonCetera Advisors LLCISG Equity Sales Corporation01-14-2009
Edward John AhoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-16-2009
Fred William KoblerJ.P. Turner & Company, L.L.C.PFS Investments Inc.01-16-2009
Michael John AjlounyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
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Showing 1 to 25 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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