Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian E. QuigleyInternational Assets Investment Management, LLCParkland Securities, LLC09-29-2020
Santo BlumkeFifth Third Securities, Inc.The Huntington Investment Company09-28-2020
John MazzarellaFifth Third Securities, Inc.Citizens Securities, Inc.09-28-2020
Joel Michael MichalekLPL Financial LLCCitizens Securities, Inc.09-03-2020
Charles Randall HoffmanThe Huntington Investment CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2020
Mitchell Aaron TokowitzLPL Financial LLCE*TRADE Securities LLC08-25-2020
Mitchell Aaron TokowitzLPL Financial LLCE*TRADE Securities LLC08-25-2020
Doris Jean DraytonCAPTRUSTPlante Moran Financial Advisors08-25-2020
Jeremy Stephen TollasCAPTRUSTPlante Moran Financial Advisors08-25-2020
Justin Kael DomberCAPTRUSTPlante Moran Financial Advisors08-25-2020
Jeremy Allan ChambersCAPTRUSTPlante Moran Financial Advisors08-25-2020
Cameron Tyler KleinhekselCAPTRUSTPlante Moran Financial Advisors08-25-2020
Preston Patrick PelhamEdward JonesMorgan Stanley08-21-2020
Preston Patrick PelhamEdward JonesMorgan Stanley08-21-2020
Jonathan M VargoInfinex Investments, Inc.Wolff Financial Management LLC08-20-2020
Michael David ReedPersonal Capital Advisors CorporationMainstay Capital Management, LLC08-20-2020
Jonathan M VargoInfinex Investments, Inc.Wolff Financial Management LLC08-20-2020
Michael David ReedPersonal Capital Advisors CorporationMainstay Capital Management, LLC08-20-2020
Jonathan M VargoInfinex Investments, Inc.Wolff Financial Management LLC08-20-2020
Richard Gregory GruczSilver Oak Securities, IncorporatedSagePoint Financial, Inc.$5008-19-2020
Richard Gregory GruczSilver Oak Securities, IncorporatedSagePoint Financial, Inc.$5008-19-2020
Richard Gregory GruczSilver Oak Securities, IncorporatedSagePoint Financial, Inc.$508-19-2020
Renee Johanna Hof-LaceyRaymond James & Associates, Inc.Morgan Stanley$5008-17-2020
Timothy Owen GreenFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2020
Renee Johanna Hof-LaceyRaymond James & Associates, Inc.Morgan Stanley$5008-17-2020
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Showing 1 to 25 of 5,487 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.