Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Daniel DoxtaterMutual Service CorporationEdward Jones01-01-2009
Albert Tyler TynesSigma Financial CorporationHantz Financial Services, Inc.01-01-2009
Richard Dean GurchakMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Drew Anthony RomeoMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Mark Allen MillerMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Mark Philip SchmidtMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Paul William SniderLPL Financial LLCRobert W. Baird & Co. Incorporated01-02-2009
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
James Matthew CrawfordINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
Sean T. JohnsonThrivent Investment Management Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-02-2009
John Sumner ReinhartSigma Financial CorporationOppenheimer & Co. Inc.01-05-2009
Benjamin Mark Ver WysOppenheimer & Co. Inc.Natcity Investments, Inc.01-05-2009
Ronald Mathew ShmyrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-05-2009
Brad Allen WoodsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC01-06-2009
Patrick M. HowellSigma Financial CorporationNational Planning Corporation$1001-06-2009
Alan Eugene WatsonParkland Securities, LLCProEquities, Inc.01-08-2009
Jermaine Steven WynnThe Huntington Investment CompanyNatcity Investments, Inc.01-12-2009
Richard Chester ZientarskiPlanMember Securities CorporationNational Planning Corporation01-12-2009
Manuel R. FrancoSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
Jeffrey Len BabiszAllstate Financial Services, LLCState Farm VP Management Corp.01-12-2009
Jason John ButterfieldJack V. Butterfield Investment CompanySignator Investors, Inc.01-12-2009
Daren Bahr ShavellThe Enterprise Securities CompanyTelemus Investment Brokers, LLC01-12-2009
Jimm F. WhiteVoya Financial Advisors, Inc.GunnAllen Financial, Inc01-13-2009
Jeffrey BuczekSigma Financial CorporationRoyal Alliance Associates, Inc.01-13-2009
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Showing 1 to 25 of 5,483 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.