Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason GravesRaymond JamesWells Fargo Advisors$30004-18-2018
Aaron Alfred WilksThrivent Investment Management Inc.PFS Investments Inc.$106-01-2011
Aaron Christian ThierryThe O.N. Equity Sales CompanyOneAmerica Securities, Inc.$5009-29-2015
Aaron Dale OskeyCambridge Investment Research, Inc.LPL Financial LLC02-01-2017
Aaron Dale OskeyLPL Financial LLCChase Investment Services Corp.05-31-2011
Aaron Eric PietilaWoodbury Financial Services, Inc.Farmers Financial Solutions, LLC10-17-2017
Aaron James VerbruggeNYLIFE Securities LLCSignator Investors, Inc.12-22-2016
Aaron John RickettsLPL Financial LLCInvestment Centers Of America, Inc.$5011-29-2017
Aaron John RickettsInvestment Centers of America, Inc.Lincoln Financial Securities Corporation05-11-2010
Aaron Joseph PawlakRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-14-2017
Aaron Joseph PawlakMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-19-2010
Aaron L ParchemComerica SecuritiesNorthwestern Mutual Investment Services, LLC11-30-2015
Aaron M KlemmIndependent Financial PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2017
Aaron Mathew WassenaarAction Point Retirement Group LLCAction Point Financial Planning, LLC11-25-2015
Aaron Mathew WassenaarAction Point Financial Planning, LLCOppenheimer & Co. Inc.09-18-2014
Aaron Mathew WassenaarOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2011
Aaron Mathew WassenaarMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-28-2009
Aaron Michael BartkoKey Investment Services LLCPNC Investments03-28-2011
Aaron Michael OberlinRoyal Alliance Associates, Inc.Triad Advisors LLC02-26-2010
Aaron Michael OudbierSignator Investors, Inc.ROYAL SECURITIES COMPANY07-07-2017
Aaron O MarshCitizens Securities, Inc.J.P. Morgan Securities LLC06-06-2014
Aaron Thomas LowePNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2013
Aaron Thomas LoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company03-04-2011
Aaron Thomas LoweThe Huntington Investment CompanyStifel, Nicolaus & Company, Incorporated01-21-2010
Aaron W HollisterRaymond James & Associates, Inc.Waddell & Reed$108-28-2015
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Showing 1 to 25 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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