Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austen Nathaniel StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Christian Jeffrey GuellaMutual Securities, Inc.MML Investors Services, LLC06-17-2019
Robert Allan Palma Jr.Regulus Advisors, LLCCapital Analysts06-06-2019
David John BrusSecurities America, Inc.Fifth Third Securities, Inc.06-04-2019
Ryan Michael GormanIFP Securities, LLCLPL Financial LLC05-23-2019
Megan Lynn HeatonLPL Financial LLCSPS05-14-2019
Steven Patrick D'AlessandroCambridge Investment Research, Inc.Nationwide Securities, LLC05-07-2019
Dawn Michelle HemmingHemming& Wealth Management, Inc.Sagepoint Financial, Inc.05-01-2019
Autumn C. SoltysiakHemming& Wealth Management, Inc.Sagepoint Financial, Inc.05-01-2019
James Ronald PilatMutual Securities, Inc.Regulus Advisors, LLC04-23-2019
Nicholas H. HopwoodMutual Securities, Inc.Regulus Advisors, LLC04-23-2019
Ashlee Isola De SteigerGunder Wealth Management, LLCRaymond James Financial Services, Inc.04-22-2019
John G GaynorRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2019
Michael Paul RauMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.03-28-2019
Ronald Edward LoreePackerland Brokerage Services, Inc.Woodbury Financial Services, Inc.03-25-2019
Samuel Andrew WilliamsGo Long FinancialUSA Financial Securities Corporation03-22-2019
Matthew Michael HolmesCitizens Securities, Inc.Morgan Stanley03-19-2019
Kristofer R SzteinComerica SecuritiesUBS Financial Services Inc.03-13-2019
Phillip Wayne OlneyRegulus Advisors, LLCWoodbury Financial Services, Inc.03-07-2019
Travis Jay LacellePNC InvestmentsFifth Third Securities, Inc.03-05-2019
Amy Jo Townsend-VanderpoolCetera Advisor Networks LLCThe Huntington Investment Company03-01-2019
Jaclyn M MullicaCitizens Securities, Inc.PNC Investments02-27-2019
Kenneth Michael SkrentCetera Advisor Networks LLCGLP Investment Services, LLC02-27-2019
Angelique Renee RobertsThe Huntington Investment CompanyKey Investment Services LLC02-25-2019
Rikki Jr Foster IIConcorde Investment Services, LLCBerthel, Fisher & Company Financial Services, Inc.02-19-2019
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Showing 1 to 25 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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