Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colin Jay OverwegAdvize Wealth ManagementWaddell & Reed06-11-2018
Gary Alan MehargLPL Financial LLCSecurities America, Inc.$10006-11-2018
Joshua D PalettaThe Huntington Investment CompanyJ.P. Morgan Securities LLC06-08-2018
Steven Edward DrahozalSigma Financial CorporationForesters Equity Services, Inc.06-07-2018
Tyler Bruce WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-07-2018
Henry Gennadiy IlyasovInvestment Link, LLCAmeriprise Financial Services, Inc.06-05-2018
Ronald Franklin Lyke IITD Ameritrade Investment Management, LLCLBMZ Securities, Inc.06-04-2018
Daniel Jon FerwerdaSigma Financial CorporationSignator Investors, Inc.$2506-01-2018
Gary Ross VerdriesLPL Financial LLCCUNA Brokerage Services, Inc.06-01-2018
James Walker MelstromRaymond James & Associates, Inc.UBS Financial Services Inc.$50006-01-2018
Steven Michael FlaggThe Huntington Investment CompanyCitizens Securities, Inc.06-01-2018
David G Mitter Sr.Pruco Securities, LLC.MML Investors Services, LLC05-30-2018
Allan James NicolowHorace Mann Investors, Inc.PlanMember Securities Corporation$105-29-2018
William Derrick Donner Sr.Donner's Financial Services Inc.Foresters Equity Services, Inc.05-29-2018
Stephanie Reynolds ToonThrivent Investment Management Inc.Jackson National Life Distributors LLC05-25-2018
Christopher J. BranickPNC InvestmentsScottrade, Inc.05-23-2018
John Mathey, Dan Mirabella Robert W. Baird & Co.Wells Fargo Advisors$30505-23-2018
Karla Olson-Bellfi, Thai-Vi Pham, Omer Bellfi Robert W. Baird & Co.Wells Fargo Advisors$47505-23-2018
Jeffrey William NeumannAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$105-18-2018
John Gerald MulkaAmeriprise Financial Services, Inc.VIMA, LLC05-18-2018
John Paul MatheyRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00005-18-2018
Karla E Olson-BellfiRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$16005-18-2018
Thai-Vi Nguyen PhamRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC05-18-2018
Damon Jerome Drew Sr.Pruco Securities, LLC.MML Investors Services, LLC$5005-16-2018
David Stuart Harden IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.05-16-2018
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Showing 226 to 250 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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