Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colin Jay OverwegAdvize Wealth ManagementWaddell & Reed06-11-2018
Gary Alan MehargLPL Financial LLCSecurities America, Inc.$10006-11-2018
Joshua D PalettaThe Huntington Investment CompanyJ.P. Morgan Securities LLC06-08-2018
Steven Edward DrahozalSigma Financial CorporationForesters Equity Services, Inc.06-07-2018
Tyler Bruce WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-07-2018
Henry Gennadiy IlyasovInvestment Link, LLCAmeriprise Financial Services, Inc.06-05-2018
Ronald Franklin Lyke IITD Ameritrade Investment Management, LLCLBMZ Securities, Inc.06-04-2018
Daniel Jon FerwerdaSigma Financial CorporationSignator Investors, Inc.$2506-01-2018
Gary Ross VerdriesLPL Financial LLCCUNA Brokerage Services, Inc.06-01-2018
James Walker MelstromRaymond James & Associates, Inc.UBS Financial Services Inc.$50006-01-2018
Steven Michael FlaggThe Huntington Investment CompanyCitizens Securities, Inc.06-01-2018
David G Mitter Sr.Pruco Securities, LLC.MML Investors Services, LLC05-30-2018
Allan James NicolowHorace Mann Investors, Inc.PlanMember Securities Corporation$105-29-2018
William Derrick Donner Sr.Donner's Financial Services Inc.Foresters Equity Services, Inc.05-29-2018
Stephanie Reynolds ToonThrivent Investment Management Inc.Jackson National Life Distributors LLC05-25-2018
Christopher J. BranickPNC InvestmentsScottrade, Inc.05-23-2018
John Mathey, Dan Mirabella Robert W. Baird & Co.Wells Fargo Advisors$30505-23-2018
Karla Olson-Bellfi, Thai-Vi Pham, Omer Bellfi Robert W. Baird & Co.Wells Fargo Advisors$47505-23-2018
Jeffrey William NeumannAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$105-18-2018
John Gerald MulkaAmeriprise Financial Services, Inc.VIMA, LLC05-18-2018
John Paul MatheyRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00005-18-2018
Karla E Olson-BellfiRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$16005-18-2018
Thai-Vi Nguyen PhamRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC05-18-2018
Damon Jerome Drew Sr.Pruco Securities, LLC.MML Investors Services, LLC$5005-16-2018
David Stuart Harden IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.05-16-2018
« Previous PageNext Page »

Showing 226 to 250 of 4,045 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.