Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph FentonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$2505-16-2018
Joshua Jon BeitelCambridge Investment Research, Inc.Cetera Investment Services LLC05-15-2018
James Benjamin WhiteRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-11-2018
William Robert WinnFiducial Partners LLCRetirement Wealth Advisors, Inc.05-11-2018
Amy Jo GouletRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-10-2018
Lee Walter MillerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-10-2018
Paul Jan MuellerInfinex Investments, Inc.J.P. Morgan Securities LLC$105-10-2018
Roger C CooleyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15005-10-2018
Youssef HodrojCitizens Securities, Inc.J.P. Morgan Securities LLC05-10-2018
Douglas Allen OosterhartLifePoint PlanningNorthwestern Mutual Investment Services, LLC05-07-2018
Scott Francis DroskieWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5005-04-2018
Timothy Alan GodinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-04-2018
John Michael DyerRoyal Oak Financial Advisors, LLCAmeriprise Financial Services, Inc.05-03-2018
Robert L Baker Jr.GLP Investment Services, LLCCitizens Securities, Inc.$105-01-2018
Renee Mary SkiverSkiver Investment ServicesNext Financial Group, Inc.04-30-2018
Barbara PaneralRobert W. Baird & Co.Wells Fargo Advisors$11204-26-2018
Tom Anderton, Ryan Howard LPL FinancialOppenheimer$23004-26-2018
Anthony Dean BagneschiPlanMember Securities CorporationEPI Advisors, LLC04-25-2018
Lewis Marlin RoweCitizens Securities, Inc.The Huntington Investment Company04-25-2018
Nicklaus R SerafiniPNC InvestmentsOppenheimer & Co. Inc.04-23-2018
Thomas Neil RauSigma Financial CorporationNYLIFE Securities LLC04-23-2018
Daniel Richard DakroubCitizens Securities, Inc.Fifth Third Securities, Inc.04-20-2018
William J FergusonCommonwealth Financial NetworkAXA Advisors, LLC$2504-20-2018
Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason GravesRaymond JamesWells Fargo Advisors$30004-18-2018
Donald James SimpsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-18-2018
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Showing 251 to 275 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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