Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason GravesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-18-2018
Jeffrey Robert GrantRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10004-18-2018
Brian Lee ClappSummit Brokerage Services, Inc.Bankers Life Securities, Inc.04-17-2018
John A. HerbertMML Investors Services, LLCAXA Advisors, LLC04-17-2018
Dace Andrew DekruifFSC Securities CorporationPNC Investments04-13-2018
John P BergmannLincoln Financial Advisors CorporationAXA Advisors, LLC$4304-13-2018
Michael John BronsonVoya Financial Advisors, Inc.Scottrade, Inc.04-13-2018
Darren Roy JamesFifth Third Securities, Inc.Retirement Wealth Advisors, Inc.04-12-2018
Peter William DotsonHBW Advisory Services LLCForesters Equity Services, Inc.04-12-2018
Alfonzo Credit IIThe Huntington Investment CompanyCitizens Securities, Inc.$15004-11-2018
Louis Gordon PetruccoCUSO Financial Services, L.P.Citizens Securities, Inc.04-10-2018
Scott Morrison, Matthew Nordmann, Michael NordmannSecurities AmericaInvest Financial$12004-10-2018
Jon Robert PettigrewCWM, LLCLPL Financial LLC04-09-2018
Scott Alan KanaiCetera Advisor Networks LLCLPL Financial LLC$5004-09-2018
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2018
Alan Elmer TomanRegulus Advisors, LLCLincoln Financial Securities Corporation04-06-2018
Jeffrey Byron BelmonteSummitView AdvisorsAdvanced Asset Management L.L.C.04-06-2018
Loyd Benjamin WellmanFSC Securities CorporationGreat Lakes Wealth, LLC04-04-2018
David Dennis PetersRegulus Advisors, LLCArrow Investment Management, LLC04-03-2018
David Ian BurnsteinAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.04-03-2018
Namhee ParkMML Investors Services, LLCNYLIFE Securities LLC04-02-2018
Erik D. KentCitizens Securities, Inc.Scottrade, Inc.03-29-2018
John George GellaschAmeriprise Financial Services, Inc.B. Riley Wealth Management$103-29-2018
Raymond Carl RitterAmeriprise Financial Services, Inc.B. Riley Wealth Management03-29-2018
William Courtney FayAmeriprise Financial Services, Inc.Waddell & Reed$2503-29-2018
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Showing 276 to 300 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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