Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Alan GassAmeriprise Financial Services, Inc.Waddell & Reed$1003-28-2018
Daniel B MaidlowJ.P. Morgan Securities LLCRehmann Financial Network, LLC03-27-2018
Marc Arthur NevilleSCF Securities, Inc.LPL Financial LLC$10003-27-2018
Vanessa S ScottCitizens Securities, Inc.J.P. Morgan Securities LLC03-26-2018
Thomas Gerard KalisFSC Securities CorporationRaymond James & Associates, Inc.$60003-23-2018
Andrew Richard DusenburyCitizens Securities, Inc.J.P. Morgan Securities LLC03-22-2018
Daniel Patrick AustinSWBC Investment Services, LLCUSA Financial Securities Corporation$103-22-2018
Cheryl Ann HarwellThe Huntington Investment CompanyAmeriprise Financial Services, Inc.03-21-2018
Jeffrey E KujanThe Huntington Investment CompanyJ.P. Morgan Securities LLC03-21-2018
Joseph Tedy SoyadThe Huntington Investment CompanyNorthwestern Mutual Investment Services, LLC03-20-2018
Robert Alan StockoskiLPL Financial LLCThe Huntington Investment Company$2503-20-2018
Joshua John MalyEdward JonesFinancial Engines Advisors L.L.C.03-19-2018
Andrey IlyasovAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2018
Linda Jean GillesLPL Financial LLCBernard Wealth Management Corp.03-15-2018
Richard Alan RosenthalSecurities Management & Research, Inc.NYLIFE Securities LLC03-15-2018
Tony LaJeunesse, Michelle LaFuente, Erin WozniakCommonwealth Financial NetworkLPL Financial$18003-15-2018
Mark Edward FetterolfMy Financial Coach, LLCAmeriprise Financial Services, Inc.03-14-2018
Michael Joseph JenningsInfinex Investments, Inc.LPL Financial LLC$2503-12-2018
Brodie Joe KillianStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-09-2018
Michael James BruskoToptier Wealth ManagementHeartland Advisors, Inc.03-09-2018
Richard Scott BoneRSB Advisory ServicesHarbor Financial Services, LLC03-08-2018
Jesse Albert Parsley Jr.Northwestern Mutual Investment Services, LLCPNC Investments03-06-2018
Sharyn Lara DansaCetera Investment Services LLCThe Huntington Investment Company03-06-2018
Jeanne Suzanne GerstCambridge Investment Research, Inc.INVEST Financial Corporation$103-05-2018
Levi Ryan ReiglerFifth Third Securities, Inc.Infinex Investments, Inc.03-05-2018
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Showing 301 to 325 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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