Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Buikema, Michael Oursler, Travis MorseJanney Montgomery ScottRaymond James$20003-05-2018
Matthew Buikema, Michael Oursler, Travis MorseRaymond JamesRaymond James$20003-02-2018
Michael David OurslerJanney Montgomery Scott LLCRaymond James & Associates, Inc.$5003-02-2018
Thomas Joseph KingLPL Financial LLCWells Fargo Clearing Services, LLC$5003-02-2018
Travis Glenn MorseJanney Montgomery Scott LLCRaymond James & Associates, Inc.$103-02-2018
Zebedee DeitrichLPL Financial LLCWells Fargo Clearing Services, LLC$1,00003-02-2018
Ching Po WangParkland Securities, LLCAXA Advisors, LLC03-01-2018
Jacqueline Thuyle TranCitizens Securities, Inc.Infinex Investments, Inc.$2503-01-2018
Philip Adam QuadererNYLIFE Securities LLCAmeriprise Financial Services, Inc.02-28-2018
Natalie Fay MillerPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2018
Samuel Paul ManessRaymond James Financial Services, Inc.ValMark Securities, Inc.02-22-2018
Bradly Allen BlauseyRaymond James Financial Services, Inc.Morgan Stanley$2502-16-2018
Bruce Jay FinsilverSignator Investors, Inc.Brooklight Place Securities, Inc.02-16-2018
Janice Wai-Fun LoRaymond James Financial Services, Inc.Morgan Stanley02-16-2018
Patrick Thomas O'NeillRaymond James Financial Services, Inc.Morgan Stanley$102-16-2018
William Spencer HartsockRaymond James Financial Services, Inc.Morgan Stanley$15002-16-2018
Christy Sue MantheiLPL Financial LLCThe Huntington Investment Company02-13-2018
Darrell Allen MclaughlinAllstate Financial Services, LLCParkland Securities, LLC$102-09-2018
Gary Arthur TherrianInfinex Investments, Inc.Fifth Third Securities, Inc.$102-09-2018
Bassam S SalemObjective Investments, LLCInvestshares02-08-2018
Robert Lee GoldingPruco Securities, LLC.MML Investors Services, LLC02-08-2018
Robert Paul ReiderEquity Services, Inc.The O.N. Equity Sales Company02-06-2018
Arais Said FarahKey Investment Services LLCSecurian Financial Services, Inc.02-05-2018
Jonathan Edward StanoLPL Financial LLCFinTrust Brokerage Services, LLC$25002-05-2018
Kirk Harry LoveL.M. Kohn & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-02-2018
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Showing 326 to 350 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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