Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Laydue ToberFifth Third Securities, Inc.TIAA-CREF Individual & Institutional Services, LLC02-02-2018
Darlene CheatomRehmann Financial Network, LLCRoyal Alliance Associates, Inc.02-01-2018
John Alexander OgrodnickPruco Securities, LLC.Allstate Financial Services, LLC02-01-2018
Richard Leon ViningV Financial Advisors, LLCSWBC Investment Services, LLC02-01-2018
Carl Anthony Sorboro Jr.Rehmann Financial Network, LLCRoyal Alliance Associates, Inc.$1,00001-30-2018
Kurt Ryan DavisMML Investors Services, LLCPruco Securities, LLC.01-30-2018
Paul GeymanPruco Securities, LLC.MML Investors Services, LLC$701-30-2018
Caleb Patrick HuffHorace Mann Investors, Inc.Thrivent Investment Management Inc.01-25-2018
Dale Deverl ReyburnQuestar Capital CorporationLincoln Investment01-25-2018
Douglas Evan WiebelRehmann Financial Network, LLCRoyal Alliance Associates, Inc.01-25-2018
Kevin Mark NastContinuum Advisory, LLCSignator Investors, Inc.01-24-2018
David William McdonaldMFG Capital, Inc.Foresters Equity Services, Inc.01-22-2018
Kevin James Pople Jr.Cetera Investment Advisers LLCSecurian Financial Services, Inc.01-22-2018
Alec James MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-19-2018
Jeffery Robin LevinePark Avenue Securities LLCCitizens Securities, Inc.$101-19-2018
Anthony James LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10001-17-2018
Thomas William Hankins Sr.Stifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.01-17-2018
Tom Hankins, Jay LauzonStifel Nicolaus & Co.Ameriprise Financial$19701-17-2018
Joshua Neil SlusarczykRaymond James & Associates, Inc.E*Trade Capital Management, LLC01-16-2018
Matthew David SumnichtMML Investors Services, LLCAXA Advisors, LLC01-16-2018
Dathan LumpkinsWells Fargo AdvisorsJPMorgan Chase & Co.$11101-12-2018
Dathan Everett LumpkinsWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC$15001-12-2018
Frank Frederick PatrickAmeriprise Financial Services, Inc.B. Riley Wealth Management$15001-12-2018
Jack Edward BrownSigma Financial CorporationSII Investments, Inc.$5001-12-2018
Louis Ralph PetrilloRegulus Advisors, LLCBoenning & Scattergood, Inc.01-11-2018
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Showing 351 to 375 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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