Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashlee Isola De SteigerGunder Wealth Management, LLCRaymond James Financial Services, Inc.04-22-2019
Joyce Anora WardwellCambridge Investment Research, Inc.J.P. Morgan Securities LLC$104-22-2019
Lawrence David FlynnJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$10004-16-2019
Mitchell Warren LyonsJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$104-16-2019
Gus C PanosRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-12-2019
Jason Lee FirekRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-12-2019
John G GaynorRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2019
Rakesh BhartiSigma Financial CorporationAmeriprise Financial Services, Inc.$2504-12-2019
Paul Leo StanleyFSC Securities CorporationWestminster Financial Securities, Inc.$2504-11-2019
Michael Paul RauMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.03-28-2019
Brian James WhiteRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00003-25-2019
David Michael PorathRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$6503-25-2019
John Charles BeeryRobert W. Baird & Co. IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15003-25-2019
Ronald Edward LoreePackerland Brokerage Services, Inc.Woodbury Financial Services, Inc.03-25-2019
Sam E. HowardRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10003-25-2019
Samuel Andrew WilliamsGo Long FinancialUSA Financial Securities Corporation03-22-2019
Robert Craig HenryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00003-21-2019
Matthew Michael HolmesCitizens Securities, Inc.Morgan Stanley03-19-2019
Michael Curtiss NummerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$6303-14-2019
Kristofer R SzteinComerica SecuritiesUBS Financial Services Inc.03-13-2019
Anthony Steven ThorntonRegulus Advisors, LLCHilltop Securities Independent Network Inc.$103-12-2019
Phillip Wayne OlneyRegulus Advisors, LLCWoodbury Financial Services, Inc.03-07-2019
Travis Jay LacellePNC InvestmentsFifth Third Securities, Inc.03-05-2019
Amy Jo Townsend-VanderpoolCetera Advisor Networks LLCThe Huntington Investment Company03-01-2019
David Bruce BurchRaymond James & Associates, Inc.Morgan Stanley$10003-01-2019
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Showing 26 to 50 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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