Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jaclyn M MullicaCitizens Securities, Inc.PNC Investments02-27-2019
Kenneth Michael SkrentCetera Advisor Networks LLCGLP Investment Services, LLC02-27-2019
Angelique Renee RobertsThe Huntington Investment CompanyKey Investment Services LLC02-25-2019
Dominic Edward BenettiCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-22-2019
Todd Aaron SterlingCambridge Investment Research, Inc.Waddell & Reed$102-22-2019
Rikki Jr Foster IIConcorde Investment Services, LLCBerthel, Fisher & Company Financial Services, Inc.02-19-2019
John Pierre ThibaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5002-13-2019
Tyler Michael BuitenwerfCommonwealth Financial NetworkWaddell & Reed02-13-2019
Jeffrey Russell MyersMML Investors Services, LLCThrivent Investment Management Inc.02-12-2019
Retha Diane RishRegulus Advisors, LLCQuestar Capital Corporation02-12-2019
Ryan K DenhaRKD Financial LLCMorgan Stanley02-12-2019
Sonia Claire HartlFifth Third Securities, Inc.J.P. Morgan Securities LLC02-12-2019
Joshua Thomas FoxFounders Financial Securities LLCSecurities America, Inc.$102-04-2019
John Schindler, Jeffrey Davies, Scott Bennett, Chuck Phillipson, Christian Allen, Austin FarahRaymond JamesUBS Financial Services$73802-01-2019
Christian Avery AllenRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Jeffrey Steven DaviesRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
John M Michael SchindlerRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Mark Michael FryeEdward JonesSpire Securities, LLC02-01-2019
Scott Gerard BennettRaymond James & Associates, Inc.UBS Financial Services Inc.$10002-01-2019
Lori Kay BebeePruco Securities, LLC.MML Investors Services, LLC$101-28-2019
Dennis Fred DesantisLPL Financial LLCHantz Financial Services, Inc.01-24-2019
Andrew Michael BastianWoodbury Financial Services, Inc.Michigan Securities, Inc.01-16-2019
Martha Ross BraunRaymond James & Associates, Inc.LPL Financial LLC$101-16-2019
Samuel Johnathan BennettSagePoint Financial, Inc.Wells Fargo Clearing Services, LLC$2501-16-2019
Donald Robert Genord IIIRaymond James Financial Services, Inc.FSC Securities Corporation01-15-2019
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Showing 51 to 75 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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