Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jaclyn M MullicaCitizens Securities, Inc.PNC Investments02-27-2019
Kenneth Michael SkrentCetera Advisor Networks LLCGLP Investment Services, LLC02-27-2019
Angelique Renee RobertsThe Huntington Investment CompanyKey Investment Services LLC02-25-2019
Dominic Edward BenettiCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-22-2019
Todd Aaron SterlingCambridge Investment Research, Inc.Waddell & Reed$102-22-2019
Rikki Jr Foster IIConcorde Investment Services, LLCBerthel, Fisher & Company Financial Services, Inc.02-19-2019
John Pierre ThibaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5002-13-2019
Tyler Michael BuitenwerfCommonwealth Financial NetworkWaddell & Reed02-13-2019
Jeffrey Russell MyersMML Investors Services, LLCThrivent Investment Management Inc.02-12-2019
Retha Diane RishRegulus Advisors, LLCQuestar Capital Corporation02-12-2019
Ryan K DenhaRKD Financial LLCMorgan Stanley02-12-2019
Sonia Claire HartlFifth Third Securities, Inc.J.P. Morgan Securities LLC02-12-2019
Joshua Thomas FoxFounders Financial Securities LLCSecurities America, Inc.$102-04-2019
John Schindler, Jeffrey Davies, Scott Bennett, Chuck Phillipson, Christian Allen, Austin FarahRaymond JamesUBS Financial Services$73802-01-2019
Christian Avery AllenRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Jeffrey Steven DaviesRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
John M Michael SchindlerRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Mark Michael FryeEdward JonesSpire Securities, LLC02-01-2019
Scott Gerard BennettRaymond James & Associates, Inc.UBS Financial Services Inc.$10002-01-2019
Lori Kay BebeePruco Securities, LLC.MML Investors Services, LLC$101-28-2019
Dennis Fred DesantisLPL Financial LLCHantz Financial Services, Inc.01-24-2019
Andrew Michael BastianWoodbury Financial Services, Inc.Michigan Securities, Inc.01-16-2019
Martha Ross BraunRaymond James & Associates, Inc.LPL Financial LLC$101-16-2019
Samuel Johnathan BennettSagePoint Financial, Inc.Wells Fargo Clearing Services, LLC$2501-16-2019
Donald Robert Genord IIIRaymond James Financial Services, Inc.FSC Securities Corporation01-15-2019
« Previous PageNext Page »

Showing 51 to 75 of 4,045 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.