Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Edward WilcoxLincoln Financial Advisors CorporationForesters Equity Services, Inc.$5011-20-2018
Jeffrey Francis BraytonLakeshore Financial Planning Inc.Raymond James Financial Services, Inc.11-19-2018
Mark Edward RominLakeshore Financial Planning Inc.Raymond James Financial Services, Inc.11-19-2018
Rick Hueter, Todd WinterStifel Nicolaus & Co.Wells Fargo Advisors$40811-16-2018
Stephen John NiezgodaCambridge Investment Research, Inc.LPL Financial LLC$2511-16-2018
Todd Mitchell WinterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-16-2018
Chi Dawnielle RichmondJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.11-15-2018
Douglas Allen DetmerPruco Securities, LLC.MML Investors Services, LLC11-14-2018
John David ShubertCUSO Financial Services, L.P.Waddell & Reed11-12-2018
Robert Alan RubarthStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$4111-12-2018
Bob RubarthStifel Nicolaus & Co.Raymond James$5411-12-2018
Morgan Lee MudgeAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC11-08-2018
Justin Wade LongGo Long FinancialUSA Financial Securities Corporation11-07-2018
Eric Walter DobrzynskiRaymond James Financial Services, Inc.Securities America, Inc.11-05-2018
Gregory Scott DahlbergRaymond James Financial Services, Inc.Securities America, Inc.$5011-05-2018
Joseph Wayne MaierRaymond James Financial Services, Inc.Securities America, Inc.$25011-05-2018
Lisa Marie MazzolaCWM, LLCCambridge Investment Research, Inc.11-05-2018
Michael Andrew WilcoxRaymond James Financial Services, Inc.Securities America, Inc.$5011-05-2018
Miguel R WodkowskiComerica SecuritiesPNC Investments$15011-05-2018
Stanley Louis Steve DombrowskiRaymond James Financial Services, Inc.Securities America, Inc.$2511-05-2018
Timothy DijakAmeriprise FinancialRaymond James$13911-02-2018
Timothy John DijakAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10011-02-2018
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, Inc.$15010-31-2018
Derek Pilade Dall OlmoTreMonte Financial ConsultantsAmeriprise Financial Services, Inc.10-31-2018
Stephen Chester KiszlowskiCenter Street Securities, Inc.Independence Capital Co., Inc.$110-29-2018
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Showing 101 to 125 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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